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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

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229 hedge funds and large institutions have $287M invested in Alcatel-Lucent in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 52 increasing their positions, 62 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more call options, than puts

Call options by funds: $17M | Put options by funds: $6.97M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less funds holding

Funds holding: 235 → 229 (-6)

16% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 62

18% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 34

34% less capital invested

Capital invested by funds: $437M → $287M (-$150M)

Holders
229
Holders Change
-6
Holders Change %
-2.55%
% of All Funds
6.65%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
28
Increased
52
Reduced
62
Closed
34
Calls
$17M
Puts
$6.97M
Net Calls
+$10M
Net Calls Change
-$2.68M

Top Buyers

Rank Fund Capital Flow
1
RCM
Raging Capital Management
New Jersey
+$6.38M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.48M
3
SC
Sculptor Capital
New York
+$4.34M
4
Barclays
Barclays
United Kingdom
+$4.31M
5
GL
GLG LLC
New York
+$3.62M

Top Sellers

Rank Fund Capital Flow
1
Allianz Asset Management
Allianz Asset Management
Germany
-$35.5M
2
Deutsche Bank
Deutsche Bank
Germany
-$30.1M
3
Lazard Asset Management
Lazard Asset Management
New York
-$21.2M
4
Nomura Holdings
Nomura Holdings
Japan
-$10.6M
5
BIM
Bogle Investment Management
Massachusetts
-$9.68M
Name Holding Trade Value Shares
Change 		Change in
Stake
PGCM
26
Prescott Group Capital Management
Oklahoma
$2.06M – – –
Allianz Asset Management
27
Allianz Asset Management
Germany
$1.92M -$35.5M -10,422,775 -94%
Northern Trust
28
Northern Trust
Illinois
$1.9M -$4.21M -1,234,873 -66%
Canada Life
29
Canada Life
Manitoba, Canada
$1.73M +$1.94M +568,200 +15,783%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$1.73M – – –
VKH
31
Virtu KCG Holdings
New York
$1.64M -$1.71M -502,631 -48%
GMCM
32
Gruber & McBaine Capital Management
California
$1.51M -$852K -250,000 -33%
HHC
33
Hutchin Hill Capital
New York
$1.51M +$1.7M +500,000 New
WA
34
Whitebox Advisors
Minnesota
$1.51M +$1.7M +498,942 New
ID
35
Integral Derivatives
New York
$1.42M +$964K +282,670 +153%
BAAM
36
Baker Avenue Asset Management
California
$1.23M +$1.06M +310,000 +328%
ARM
37
Adirondack Research & Management
New York
$1.13M – – –
U
38
UBS
Switzerland
$1.07M -$359K -105,202 -23%
Parallax Volatility Advisers
39
Parallax Volatility Advisers
California
$1.05M -$4.82K -1,413 -0.4%
HRC
40
Hoertkorn Richard Charles
$1.01M +$360K +105,550 +46%
Citigroup
41
Citigroup
New York
$994K -$3.32M -974,234 -75%
FANJ
42
Financial Architects (New Jersey)
New Jersey
$939K +$164K +48,000 +3,721%
DC
43
Deere & Company
Illinois
$910K +$1.02M +300,279 New
AG
44
Aperio Group
California
$876K -$17.1K -5,029 -2%
Wells Fargo
45
Wells Fargo
California
$787K -$34.3K -10,071 -4%
AssetMark Inc
46
AssetMark Inc
California
$731K -$26.9K -7,894 -3%
Legal & General Group
47
Legal & General Group
United Kingdom
$730K – – –
TAL
48
TIG Advisors LLC
New York
$606K +$75.1K +22,029 +12%
LPL Financial
49
LPL Financial
California
$595K -$29K -8,495 -4%
IGIM
50
I.G. Investment Management
Manitoba, Canada
$595K – – –
1
2
3 4 5

ALU Hedge Fund Activity: Q3 2014 in Review

229 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2014, worth a combined $287M — down 34% from $437M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of ALU and 28 opened new positions — a net loss of 6 holders — while 62 trimmed existing stakes and 52 added.

The largest buyer was Raging Capital Management, adding an estimated $6.38M. The largest seller was Allianz Asset Management, cutting an estimated $35.5M.

  • 229 institutional investors held Alcatel-Lucent (ALU) as of Q3 2014, down from 235 in Q2 2014.
  • Funds reported $287M of Alcatel-Lucent stock for Q3 2014, down 34% quarter-over-quarter.
  • 28 funds opened new Alcatel-Lucent positions in Q3 2014 and 34 closed out, a net change of -6 holders.
  • The largest Alcatel-Lucent buyer in Q3 2014 was Raging Capital Management, an estimated $6.38M added.
  • The largest Alcatel-Lucent seller in Q3 2014 was Allianz Asset Management, an estimated $35.5M sold.

Based on aggregated 13F filings for Q3 2014.