Alcatel-Lucent
ALU
ALU was delisted on the 24th of February, 2016.
235 hedge funds and large institutions have $437M invested in Alcatel-Lucent in 2014 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 59 increasing their positions, 73 reducing their positions, and 31 closing their positions.
165% more call options, than puts
Call options by funds: $20.4M | Put options by funds: $7.68M
7% less funds holding
Funds holding: 252 → 235 (-17)
19% less repeat investments, than reductions
Existing positions increased: 59 | Existing positions reduced: 73
40% less capital invested
Capital invested by funds: $729M → $437M (-$292M)
52% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 31
67% less funds holding in top 10
Funds holding in top 10: 3 → 1 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PI
Putnam Investments
Boston,
Massachusetts
|
+$22.5M |
| 2 |
RCM
Raging Capital Management
Rocky Hill,
New Jersey
|
+$11.3M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$5.78M |
| 4 |
Northern Trust
Chicago,
Illinois
|
+$4.9M |
| 5 |
Goldman Sachs
New York
|
+$4.69M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of New York Mellon
New York
|
-$48.6M |
| 2 |
TA
Teachers Advisors
New York
|
-$45.7M |
| 3 |
TCIM
TIAA CREF Investment Management
New York
|
-$45.6M |
| 4 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$35.8M |
| 5 |
Allianz Asset Management
Munich,
Germany
|
-$25.4M |
ALU Hedge Fund Activity: Q2 2014 in Review
235 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q2 2014, worth a combined $437M — down 40% from $729M a quarter earlier.
Sellers outnumbered buyers: 31 funds closed out of ALU and 15 opened new positions — a net loss of 16 holders — while 73 trimmed existing stakes and 59 added.
The largest buyer was Putnam Investments, adding an estimated $22.5M. The largest seller was Bank of New York Mellon, cutting an estimated $48.6M.
- 235 institutional investors held Alcatel-Lucent (ALU) as of Q2 2014, down from 252 in Q1 2014.
- Funds reported $437M of Alcatel-Lucent stock for Q2 2014, down 40% quarter-over-quarter.
- 15 funds opened new Alcatel-Lucent positions in Q2 2014 and 31 closed out, a net change of -16 holders.
- The largest Alcatel-Lucent buyer in Q2 2014 was Putnam Investments, an estimated $22.5M added.
- The largest Alcatel-Lucent seller in Q2 2014 was Bank of New York Mellon, an estimated $48.6M sold.
Based on aggregated 13F filings for Q2 2014.