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Adaptive Alpha Opportunities ETF
AGOX

35 hedge funds and large institutions have $140M invested in Adaptive Alpha Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less capital invested

Capital invested by funds: $142M → $140M (-$2.6M)

8% less funds holding

Funds holding: 38 → 35 (-3)

9.27% less ownership

Funds ownership: 85.28% → 76% (-9.3%)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
11
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.37M
2
SWP
Stratos Wealth Partners
Ohio
+$1.28M
3
LPL Financial
LPL Financial
California
+$1.26M
4
KAS
Kestra Advisory Services
Texas
+$1.08M
5
CAN
Cetera Advisor Networks
California
+$1.08M

Top Sellers

1
WIM
WealthPlan Investment Management
Nebraska
-$9.52M
2
WP
WealthPLAN Partners
Nebraska
-$4.89M
3
PCIA
Prime Capital Investment Advisors
Kansas
-$600K
4
OWA
Octavia Wealth Advisors
Ohio
-$418K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$380K
Name Holding Trade Value Shares
Change 		Change in
Stake
WB
26
Webster Bank
Connecticut
$229K – – –
EWA
27
EverSource Wealth Advisors
Alabama
$88.8K – – –
SL
28
Savior LLC
Massachusetts
$54.7K -$1.29K -60 -2%
LC
29
Lindbrook Capital
California
$21.8K – – –
IAIM
30
International Assets Investment Management
Florida
$13.1K +$12.9K +600 New
Wells Fargo
31
Wells Fargo
California
$8.32K +$8.22K +382 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$643 -$56.1K -2,605 -8%
HGWM
33
Harvest Group Wealth Management
Massachusetts
$53 -$1.85K -86 -98%
HCP
34
Hexagon Capital Partners
Arkansas
$44 – – –
Fidelity Investments
35
Fidelity Investments
Massachusetts
$22 +$22 +1 New
PCIA
36
Prime Capital Investment Advisors
Kansas
– -$600K -29,274 Closed
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
– -$380K -18,556 Closed
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
– -$236K -11,539 Closed
MCC
39
Money Concepts Capital
Florida
– -$54.7K -2,667 Closed
USCWA
40
U.S. Capital Wealth Advisors
Texas
– -$8.24K -402 Closed
1
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AGOX Hedge Fund Activity: Q1 2023 in Review

35 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Adaptive Alpha Opportunities ETF (AGOX) for Q1 2023, worth a combined $140M — down 1.8% from $142M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of AGOX and 4 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 11 added.

The largest buyer was Envestnet Asset Management, adding an estimated $2.37M. The largest seller was WealthPlan Investment Management, cutting an estimated $9.52M.

  • 35 institutional investors held Adaptive Alpha Opportunities ETF (AGOX) as of Q1 2023, down from 38 in Q4 2022.
  • Funds reported $140M of Adaptive Alpha Opportunities ETF stock for Q1 2023, down 1.8% quarter-over-quarter.
  • 4 funds opened new Adaptive Alpha Opportunities ETF positions in Q1 2023 and 5 closed out, a net change of -1 holder.
  • The largest Adaptive Alpha Opportunities ETF buyer in Q1 2023 was Envestnet Asset Management, an estimated $2.37M added.
  • The largest Adaptive Alpha Opportunities ETF seller in Q1 2023 was WealthPlan Investment Management, an estimated $9.52M sold.

Based on aggregated 13F filings for Q1 2023.