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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

51 hedge funds and large institutions have $127M invested in AES Corporation Class C Preferred in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

13% more capital invested

Capital invested by funds: $113M → $127M (+$14.8M)

6% more funds holding

Funds holding: 4851 (+3)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
10
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
26
Neuberger Berman Group
New York
$395K -$243K -4,900 -39%
GF
27
Gabelli Funds
New York
$303K
Stifel Financial
28
Stifel Financial
Missouri
$302K -$22.3K -450 -7%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$292K -$4.96K -100 -2%
DADC
30
D.A. Davidson & Co
Montana
$284K +$32.9K +664 +13%
JP Morgan Chase
31
JP Morgan Chase
New York
$283K
RJFSA
32
Raymond James Financial Services Advisors
Florida
$278K +$273K +5,509 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$270K
NB
34
Nicolet Bankshares
Wisconsin
$255K -$12.4K -250 -5%
CC
35
Cannell & Co
New York
$253K +$248K +5,000 New
CAAS
36
Capital Asset Advisory Services
Michigan
$250K +$12.4K +250 +5%
WG
37
Welch Group
Alabama
$223K
First Manhattan
38
First Manhattan
New York
$151K +$99.1K +2,000 +200%
TFA
39
Transamerica Financial Advisors
Florida
$137K +$134K +2,708 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$114K
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$106K
GT
42
Glenmede Trust
Pennsylvania
$75K
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$51K +$49.6K +1,000 New
Deutsche Bank
44
Deutsche Bank
Germany
$43K
AIG
45
American International Group
New York
$40K -$1.69K -34 -4%
CCS
46
Crosspoint Capital Strategies
California
$37K +$36.7K +740 New
DAM
47
Delta Asset Management
Tennessee
$25K
PH
48
Pinnacle Holdings
Oklahoma
$18.9K
SNT
49
Security National Trust
West Virginia
$10K
FWM
50
Focused Wealth Management
New York
$8K

AES.PRC.CL Hedge Fund Activity: Q1 2016 in Review

51 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q1 2016, worth a combined $127M — up 13% from $113M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new AES.PRC.CL positions and 5 closed out — a net gain of 3 holders — while 10 added to existing stakes and 13 trimmed.

The largest buyer was State Street, opening a new position worth an estimated $10.3M. The largest seller was Rothschild Investment LLC, exiting entirely with an estimated $1.18M sold.

  • 51 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q1 2016, up from 48 in Q4 2015.
  • Funds reported $127M of AES Corporation Class C Preferred stock for Q1 2016, up 13% quarter-over-quarter.
  • 8 funds opened new AES Corporation Class C Preferred positions in Q1 2016 and 5 closed out, a net change of +3 holders.
  • The largest AES Corporation Class C Preferred buyer in Q1 2016 was State Street, an estimated $10.3M added.
  • The largest AES Corporation Class C Preferred seller in Q1 2016 was Rothschild Investment LLC, an estimated $1.18M sold.

Based on aggregated 13F filings for Q1 2016.