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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

51 hedge funds and large institutions have $113M invested in AES Corporation Class C Preferred in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more funds holding

Funds holding: 5051 (+1)

11% less capital invested

Capital invested by funds: $126M → $113M (-$13.3M)

60% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 15

Holders
51
Holders Change
+1
Holders Change %
+2%
% of All Funds
1.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$34.2M
Loomis, Sayles & Company
2
Loomis, Sayles & Company
Massachusetts
$15.9M -$1.92M -38,099 -2%
Federated Hermes
3
Federated Hermes
Pennsylvania
$13M -$3.47M -68,914 -21%
MCC
4
Mid Continent Capital
Illinois
$12.1M -$468K -9,300 -4%
DSA
5
Davis Selected Advisers
Arizona
$7.2M
UCFA
6
United Capital Financial Advisors
Texas
$4.14M -$7.54K -150 -0.2%
VanEck Associates
7
VanEck Associates
New York
$2.71M -$212K -4,216 -7%
Bank of America
8
Bank of America
North Carolina
$2.41M +$221K +4,392 +10%
BC
9
Bruce & Co
Illinois
$2.3M
CCB
10
Cutter & Co Brokerage
Missouri
$1.96M -$24.2K -481 -1%
EIA
11
Edgemoor Investment Advisors
Maryland
$1.71M +$7.54K +150 +0.4%
ADBIC
12
A.D. Beadell Investment Counsel
Wisconsin
$1.54M +$277K +5,505 +22%
RIL
13
Rothschild Investment LLC
Illinois
$1.17M -$15.1K -300 -1%
KFA
14
Kelleher Financial Advisors
New York
$1.01M
Wells Fargo
15
Wells Fargo
California
$1M -$68K -1,352 -6%
EHC
16
Everett Harris & Co
California
$965K +$20.1K +400 +2%
AC
17
Avenir Corporation
Virginia
$942K
UBS Group
18
UBS Group
Switzerland
$891K -$1.55M -30,848 -63%
TG
19
TCW Group
California
$819K
EFS
20
Essex Financial Services
Connecticut
$794K
Neuberger Berman Group
21
Neuberger Berman Group
New York
$688K -$12.6K -250 -2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$645K
WA
23
WFG Advisors
Texas
$566K -$42.8K -851 -7%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$539K +$7.44K +148 +1%
Creative Planning
25
Creative Planning
Kansas
$391K +$397K +7,885 New

AES.PRC.CL Hedge Fund Activity: Q3 2015 in Review

51 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q3 2015, worth a combined $113M — down 11% from $126M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new AES.PRC.CL positions and 4 closed out — a net gain of 1 holder — while 6 added to existing stakes and 15 trimmed.

The largest buyer was Creative Planning, opening a new position worth an estimated $397K. The largest seller was Federated Hermes, cutting an estimated $3.47M.

  • 51 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q3 2015, up from 50 in Q2 2015.
  • Funds reported $113M of AES Corporation Class C Preferred stock for Q3 2015, down 11% quarter-over-quarter.
  • 5 funds opened new AES Corporation Class C Preferred positions in Q3 2015 and 4 closed out, a net change of +1 holder.
  • The largest AES Corporation Class C Preferred buyer in Q3 2015 was Creative Planning, an estimated $397K added.
  • The largest AES Corporation Class C Preferred seller in Q3 2015 was Federated Hermes, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2015.