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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

52 hedge funds and large institutions have $88.8M invested in AES Corporation Class C Preferred in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 7

2% less capital invested

Capital invested by funds: $90.2M → $88.8M (-$1.39M)

9% less funds holding

Funds holding: 5752 (-5)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
52
Holders Change
-5
Holders Change %
-8.77%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Loomis, Sayles & Company
1
Loomis, Sayles & Company
Massachusetts
$22.9M +$1.77M +34,751 +2%
Federated Hermes
2
Federated Hermes
Pennsylvania
$14.1M +$58.4K +1,149 +0.4%
MCC
3
Mid Continent Capital
Illinois
$12.4M -$165K -3,240 -1%
DSA
4
Davis Selected Advisers
Arizona
$7.38M
UCFA
5
United Capital Financial Advisors
Texas
$4.41M +$462K +9,100 +12%
Allianz Asset Management
6
Allianz Asset Management
Germany
$2.74M
VanEck Associates
7
VanEck Associates
New York
$2.45M +$206K +4,046 +9%
BC
8
Bruce & Co
Illinois
$2.39M
Bank of America
9
Bank of America
North Carolina
$2.02M +$707K +13,909 +54%
EIA
10
Edgemoor Investment Advisors
Maryland
$1.64M -$124K -2,450 -7%
Wells Fargo
11
Wells Fargo
California
$1.3M -$3.46K -68 -0.3%
RIL
12
Rothschild Investment LLC
Illinois
$1.17M
KFA
13
Kelleher Financial Advisors
New York
$1.04M
ADBIC
14
A.D. Beadell Investment Counsel
Wisconsin
$1.01M
CCB
15
Cutter & Co Brokerage
Missouri
$1M +$5.79K +114 +0.6%
EHC
16
Everett Harris & Co
California
$995K
AC
17
Avenir Corporation
Virginia
$966K
TG
18
TCW Group
California
$840K
EFS
19
Essex Financial Services
Connecticut
$814K
Neuberger Berman Group
20
Neuberger Berman Group
New York
$785K +$311K +6,130 +66%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$677K
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$626K +$2.54K +50 +0.4%
WA
23
WFG Advisors
Texas
$422K +$76.2K +1,500 +22%
Stifel Financial
24
Stifel Financial
Missouri
$362K +$62.2K +1,225 +21%
DADC
25
D.A. Davidson & Co
Montana
$357K +$79.1K +1,557 +28%

AES.PRC.CL Hedge Fund Activity: Q4 2014 in Review

52 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2014, worth a combined $88.8M — down 1.5% from $90.2M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of AES.PRC.CL and 4 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 14 added.

The largest buyer was Loomis, Sayles & Company, adding an estimated $1.77M. The largest seller was Wellington Shields & Co, exiting entirely with an estimated $859K sold.

  • 52 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2014, down from 57 in Q3 2014.
  • Funds reported $88.8M of AES Corporation Class C Preferred stock for Q4 2014, down 1.5% quarter-over-quarter.
  • 4 funds opened new AES Corporation Class C Preferred positions in Q4 2014 and 8 closed out, a net change of -4 holders.
  • The largest AES Corporation Class C Preferred buyer in Q4 2014 was Loomis, Sayles & Company, an estimated $1.77M added.
  • The largest AES Corporation Class C Preferred seller in Q4 2014 was Wellington Shields & Co, an estimated $859K sold.

Based on aggregated 13F filings for Q4 2014.