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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

48 hedge funds and large institutions have $113M invested in AES Corporation Class C Preferred in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $113M → $113M (-$390K)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

6% less funds holding

Funds holding: 5148 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$34.5M
Loomis, Sayles & Company
2
Loomis, Sayles & Company
Massachusetts
$15.7M +$859K +17,126 +1%
Federated Hermes
3
Federated Hermes
Pennsylvania
$13.1M
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$10.3M
DSA
5
Davis Selected Advisers
Arizona
$7.26M
UCFA
6
United Capital Financial Advisors
Texas
$4.08M -$100K -2,000 -2%
VanEck Associates
7
VanEck Associates
New York
$2.48M -$255K -5,081 -9%
BC
8
Bruce & Co
Illinois
$2.32M
Bank of America
9
Bank of America
North Carolina
$2.25M -$187K -3,729 -8%
Morgan Stanley
10
Morgan Stanley
New York
$2.04M +$1.98M +39,415 +2,920%
CCB
11
Cutter & Co Brokerage
Missouri
$1.92M -$56.3K -1,123 -3%
EIA
12
Edgemoor Investment Advisors
Maryland
$1.9M +$176K +3,500 +10%
ADBIC
13
A.D. Beadell Investment Counsel
Wisconsin
$1.66M +$103K +2,050 +7%
RIL
14
Rothschild Investment LLC
Illinois
$1.18M
KFA
15
Kelleher Financial Advisors
New York
$1.02M
EHC
16
Everett Harris & Co
California
$964K -$10K -200 -1%
Wells Fargo
17
Wells Fargo
California
$957K -$55.2K -1,101 -5%
AC
18
Avenir Corporation
Virginia
$951K
EFS
19
Essex Financial Services
Connecticut
$801K
UBS Group
20
UBS Group
Switzerland
$792K -$107K -2,140 -12%
Neuberger Berman Group
21
Neuberger Berman Group
New York
$637K -$57.2K -1,140 -8%
WA
22
WFG Advisors
Texas
$589K +$17.5K +349 +3%
Creative Planning
23
Creative Planning
Kansas
$585K +$191K +3,800 +48%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$564K +$20.1K +400 +4%
LPL Financial
25
LPL Financial
California
$560K +$230K +4,578 +69%

AES.PRC.CL Hedge Fund Activity: Q4 2015 in Review

48 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2015, worth a combined $113M — down 0.34% from $113M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AES.PRC.CL and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 10 added.

The largest buyer was Morgan Stanley, adding an estimated $1.98M. The largest seller was TCW Group, exiting entirely with an estimated $819K sold.

  • 48 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2015, down from 51 in Q3 2015.
  • Funds reported $113M of AES Corporation Class C Preferred stock for Q4 2015, down 0.34% quarter-over-quarter.
  • 4 funds opened new AES Corporation Class C Preferred positions in Q4 2015 and 6 closed out, a net change of -2 holders.
  • The largest AES Corporation Class C Preferred buyer in Q4 2015 was Morgan Stanley, an estimated $1.98M added.
  • The largest AES Corporation Class C Preferred seller in Q4 2015 was TCW Group, an estimated $819K sold.

Based on aggregated 13F filings for Q4 2015.