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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

53 hedge funds and large institutions have $105M invested in AES Corporation Class C Preferred in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $102M → $105M (+$3.75M)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less funds holding

Funds holding: 5453 (-1)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
53
Holders Change
-1
Holders Change %
-1.85%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Loomis, Sayles & Company
1
Loomis, Sayles & Company
Massachusetts
$21.9M -$3.26M -64,718 -4%
MCC
2
Mid Continent Capital
Illinois
$14.6M -$347K -6,885 -2%
Federated Hermes
3
Federated Hermes
Pennsylvania
$13.8M +$8.41M +167,000 +154%
State Street
4
State Street
Massachusetts
$9.54M +$1.51M +30,000 +19%
DSA
5
Davis Selected Advisers
Arizona
$7.28M
Fidelity Investments
6
Fidelity Investments
Massachusetts
$4.45M -$8.12M -161,307 -65%
Wells Fargo
7
Wells Fargo
California
$4.01M +$2.41M +47,880 +149%
UCFA
8
United Capital Financial Advisors
Texas
$3.89M -$151K -3,000 -4%
Allianz Asset Management
9
Allianz Asset Management
Germany
$2.7M
BC
10
Bruce & Co
Illinois
$2.34M
VanEck Associates
11
VanEck Associates
New York
$1.87M -$59.3K -1,179 -3%
EIA
12
Edgemoor Investment Advisors
Maryland
$1.74M -$10.1K -200 -0.6%
RIL
13
Rothschild Investment LLC
Illinois
$1.2M
Bank of America
14
Bank of America
North Carolina
$1.12M -$150K -2,980 -12%
JP Morgan Chase
15
JP Morgan Chase
New York
$1.09M
PI
16
Putnam Investments
Massachusetts
$1.07M -$6.75K -134 -0.6%
KFA
17
Kelleher Financial Advisors
New York
$1.05M
EHC
18
Everett Harris & Co
California
$1.04M -$3.77K -75 -0.4%
AC
19
Avenir Corporation
Virginia
$979K
ADBIC
20
A.D. Beadell Investment Counsel
Wisconsin
$942K +$42.3K +840 +5%
Lord, Abbett & Co
21
Lord, Abbett & Co
New Jersey
$867K +$71.7K +1,425 +9%
TG
22
TCW Group
California
$833K
EFS
23
Essex Financial Services
Connecticut
$803K
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$671K -$12.1K -240 -2%
RJA
25
Raymond James & Associates
Florida
$615K +$616K +12,247 New

AES.PRC.CL Hedge Fund Activity: Q4 2013 in Review

53 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2013, worth a combined $105M — up 3.7% from $102M a quarter earlier.

Fund positioning in AES.PRC.CL was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 13 added to existing stakes and 15 trimmed.

The largest buyer was Federated Hermes, adding an estimated $8.41M. The largest seller was Fidelity Investments, cutting an estimated $8.12M.

  • 53 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2013, down from 54 in Q3 2013.
  • Funds reported $105M of AES Corporation Class C Preferred stock for Q4 2013, up 3.7% quarter-over-quarter.
  • 4 funds opened new AES Corporation Class C Preferred positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest AES Corporation Class C Preferred buyer in Q4 2013 was Federated Hermes, an estimated $8.41M added.
  • The largest AES Corporation Class C Preferred seller in Q4 2013 was Fidelity Investments, an estimated $8.12M sold.

Based on aggregated 13F filings for Q4 2013.