Wellington Shields & Co’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

Wellington Shields & Co’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-16,734	Closed	-$859K	–	122
2014 Q3	$859K	Hold	16,734	–	–	0.54%	33
2014 Q2	$867K	Sell	16,734 -666	-4%	-$34.2K	0.54%	35
2014 Q1	$889K	Buy	+17,400	New	+$881K	0.56%	36
2013 Q4	–	Sell	-17,400	Closed	-$877K	–	116
2013 Q3	$877K	Hold	17,400	–	–	0.69%	33
2013 Q2	$879	Buy	+17,400	New	+$876K	0.03%	36

Other funds holding AES.PRC.CL

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Wellington Shields & Co's AES.PRC.CL Position: Q4 2014 in Review

Wellington Shields & Co sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q4 2014, closing a stake of 16,734 shares — an estimated $859K sold.

Wellington Shields & Co first reported a position in AES.PRC.CL in Q2 2013 and held it in 5 quarters. The position peaked at $889K in Q1 2014. 52 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q4 2014.

Wellington Shields & Co reported no remaining AES Corporation Class C Preferred position as of Q4 2014 after selling out during the quarter.
Wellington Shields & Co sold 16,734 AES Corporation Class C Preferred shares in Q4 2014, an estimated $859K.
Wellington Shields & Co first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 5 quarters.
Wellington Shields & Co's AES Corporation Class C Preferred position peaked at $889K in Q1 2014.
52 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q4 2014.

Based on Wellington Shields & Co's 13F filing for Q4 2014, filed 12 Feb 2015.