LPL Financial’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

LPL Financial’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-7,271	Closed	-$367K	–	2890
2016 Q4	$367K	Sell	7,271 -1,913	-21%	-$96.7K	﹤0.01%	2009
2016 Q3	$467K	Sell	9,184 -1,684	-15%	-$86.4K	﹤0.01%	1778
2016 Q2	$568K	Sell	10,868 -6,502	-37%	-$333K	﹤0.01%	1561
2016 Q1	$875K	Buy	17,370 +6,178	+55%	+$306K	﹤0.01%	1778
2015 Q4	$560K	Buy	11,192 +4,578	+69%	+$230K	﹤0.01%	2120
2015 Q3	$332K	Buy	6,614 +2,681	+68%	+$135K	﹤0.01%	2126
2015 Q2	$201K	Buy	+3,933	New	+$200K	﹤0.01%	2628
2014 Q4	–	Sell	-7,786	Closed	-$400K	–	2896
2014 Q3	$400K	Sell	7,786 -217	-3%	-$11.1K	﹤0.01%	1958
2014 Q2	$415K	Buy	8,003 +34	+0.4%	+$1.74K	﹤0.01%	1946
2014 Q1	$407K	Buy	7,969 +3,328	+72%	+$169K	﹤0.01%	1903
2013 Q4	$233K	Sell	4,641 -17	-0.4%	-$856	﹤0.01%	2326
2013 Q3	$233K	Sell	4,658 -568	-11%	-$28.5K	﹤0.01%	2207
2013 Q2	$264K	Buy	+5,226	New	+$263K	﹤0.01%	2000

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial's AES.PRC.CL Position: Q1 2017 in Review

LPL Financial sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q1 2017, closing a stake of 7,271 shares — an estimated $367K sold.

LPL Financial first reported a position in AES.PRC.CL in Q2 2013 and held it in 13 quarters. The position peaked at $875K in Q1 2016. 51 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q1 2017.

LPL Financial reported no remaining AES Corporation Class C Preferred position as of Q1 2017 after selling out during the quarter.
LPL Financial sold 7,271 AES Corporation Class C Preferred shares in Q1 2017, an estimated $367K.
LPL Financial first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 13 quarters.
LPL Financial's AES Corporation Class C Preferred position peaked at $875K in Q1 2016.
51 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q1 2017.

Based on LPL Financial's 13F filing for Q1 2017, filed 15 May 2017.