TCW Group’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

TCW Group’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-16,500	Closed	-$819K	–	721
2015 Q3	$819K	Hold	16,500	–	–	0.01%	556
2015 Q2	$839K	Hold	16,500	–	–	0.01%	561
2015 Q1	$842K	Hold	16,500	–	–	﹤0.01%	712
2014 Q4	$840K	Hold	16,500	–	–	﹤0.01%	699
2014 Q3	$846K	Hold	16,500	–	–	﹤0.01%	706
2014 Q2	$855K	Hold	16,500	–	–	﹤0.01%	704
2014 Q1	$843K	Hold	16,500	–	–	﹤0.01%	715
2013 Q4	$833K	Hold	16,500	–	–	﹤0.01%	711
2013 Q3	$8K	Hold	16,500	–	–	﹤0.01%	744
2013 Q2	$830K	Buy	+16,500	New	+$831K	﹤0.01%	681

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TCW Group's AES.PRC.CL Position: Q4 2015 in Review

TCW Group sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q4 2015, closing a stake of 16,500 shares — an estimated $819K sold.

TCW Group first reported a position in AES.PRC.CL in Q2 2013 and held it in 10 quarters. The position peaked at $855K in Q2 2014. 48 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q4 2015.

TCW Group reported no remaining AES Corporation Class C Preferred position as of Q4 2015 after selling out during the quarter.
TCW Group sold 16,500 AES Corporation Class C Preferred shares in Q4 2015, an estimated $819K.
TCW Group first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 10 quarters.
TCW Group's AES Corporation Class C Preferred position peaked at $855K in Q2 2014.
48 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q4 2015.

Based on TCW Group's 13F filing for Q4 2015, filed 16 Feb 2016.