Cove Street Capital’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

Cove Street Capital’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,000	Closed	-$250K	–	115
2015 Q4	$250K	Hold	5,000	–	–	0.03%	107
2015 Q3	$248K	Hold	5,000	–	–	0.03%	109
2015 Q2	$254K	Hold	5,000	–	–	0.03%	105
2015 Q1	$255K	Hold	5,000	–	–	0.03%	111
2014 Q4	$254K	Sell	5,000 -900	-15%	-$45.7K	0.04%	108
2014 Q3	$303K	Sell	5,900 -500	-8%	-$25.6K	0.05%	88
2014 Q2	$332K	Buy	+6,400	New	+$328K	0.05%	67
2014 Q1	–	Sell	-6,400	Closed	-$321K	–	77
2013 Q4	$321K	Hold	6,400	–	–	0.06%	68
2013 Q3	$323K	Hold	6,400	–	–	0.07%	65
2013 Q2	$323K	Buy	+6,400	New	+$322K	0.07%	67

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cove Street Capital's AES.PRC.CL Position: Q1 2016 in Review

Cove Street Capital sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q1 2016, closing a stake of 5,000 shares — an estimated $250K sold.

Cove Street Capital first reported a position in AES.PRC.CL in Q2 2013 and held it in 10 quarters. The position peaked at $332K in Q2 2014. 51 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q1 2016.

Cove Street Capital reported no remaining AES Corporation Class C Preferred position as of Q1 2016 after selling out during the quarter.
Cove Street Capital sold 5,000 AES Corporation Class C Preferred shares in Q1 2016, an estimated $250K.
Cove Street Capital first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 10 quarters.
Cove Street Capital's AES Corporation Class C Preferred position peaked at $332K in Q2 2014.
51 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q1 2016.

Based on Cove Street Capital's 13F filing for Q1 2016, filed 12 May 2016.