Rothschild Investment LLC’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

Rothschild Investment LLC’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-23,610	Closed	-$1.18M	–	510
2015 Q4	$1.18M	Hold	23,610	–	–	0.15%	157
2015 Q3	$1.17M	Sell	23,610 -300	-1%	-$15.1K	0.15%	154
2015 Q2	$1.22M	Buy	23,910 +1,300	+6%	+$66.1K	0.14%	171
2015 Q1	$1.15M	Sell	22,610 -300	-1%	-$15.2K	0.14%	166
2014 Q4	$1.17M	Hold	22,910	–	–	0.14%	164
2014 Q3	$1.18M	Sell	22,910 -600	-3%	-$30.8K	0.14%	164
2014 Q2	$1.22M	Sell	23,510 -400	-2%	-$20.5K	0.16%	144
2014 Q1	$1.22M	Hold	23,910	–	–	0.17%	135
2013 Q4	$1.2M	Hold	23,910	–	–	0.16%	131
2013 Q3	$1.21M	Hold	23,910	–	–	0.18%	120
2013 Q2	$1.21M	Buy	+23,910	New	+$1.2M	0.2%	116

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rothschild Investment LLC's AES.PRC.CL Position: Q1 2016 in Review

Rothschild Investment LLC sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q1 2016, closing a stake of 23,610 shares — an estimated $1.18M sold.

Rothschild Investment LLC first reported a position in AES.PRC.CL in Q2 2013 and held it in 11 quarters. The position peaked at $1.22M in Q1 2014. 51 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q1 2016.

Rothschild Investment LLC reported no remaining AES Corporation Class C Preferred position as of Q1 2016 after selling out during the quarter.
Rothschild Investment LLC sold 23,610 AES Corporation Class C Preferred shares in Q1 2016, an estimated $1.18M.
Rothschild Investment LLC first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 11 quarters.
Rothschild Investment LLC's AES Corporation Class C Preferred position peaked at $1.22M in Q1 2014.
51 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q1 2016.

Based on Rothschild Investment LLC's 13F filing for Q1 2016, filed 26 Apr 2016.