Moors & Cabot’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

Moors & Cabot’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-6,520	Closed	-$327K	–	573
2015 Q4	$327K	Hold	6,520	–	–	0.06%	332
2015 Q3	$325K	Sell	6,520 -400	-6%	-$20.1K	0.06%	344
2015 Q2	$348K	Hold	6,920	–	–	0.06%	353
2015 Q1	$349K	Hold	6,920	–	–	0.06%	345
2014 Q4	$348K	Buy	6,920 +200	+3%	+$10.2K	0.06%	345
2014 Q3	$341K	Hold	6,720	–	–	0.06%	344
2014 Q2	$345K	Buy	6,720 +100	+2%	+$5.13K	0.06%	345
2014 Q1	$338K	Buy	+6,620	New	+$335K	0.09%	252

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Moors & Cabot's AES.PRC.CL Position: Q1 2016 in Review

Moors & Cabot sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q1 2016, closing a stake of 6,520 shares — an estimated $327K sold.

Moors & Cabot first reported a position in AES.PRC.CL in Q1 2014 and held it in 8 quarters. The position peaked at $349K in Q1 2015. 51 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q1 2016.

Moors & Cabot reported no remaining AES Corporation Class C Preferred position as of Q1 2016 after selling out during the quarter.
Moors & Cabot sold 6,520 AES Corporation Class C Preferred shares in Q1 2016, an estimated $327K.
Moors & Cabot first reported a position in AES Corporation Class C Preferred in Q1 2014 and held it in 8 quarters.
Moors & Cabot's AES Corporation Class C Preferred position peaked at $349K in Q1 2015.
51 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q1 2016.

Based on Moors & Cabot's 13F filing for Q1 2016, filed 10 May 2016.