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AES.PRC.CL

AES Corporation Class C Preferred

Delisted

AES.PRC.CL was delisted on the 22nd of June, 2017.

48 hedge funds and large institutions have $113M invested in AES Corporation Class C Preferred in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $113M → $113M (-$390K)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

6% less funds holding

Funds holding: 5148 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
48
Holders Change
-3
Holders Change %
-5.88%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MC
26
Moors & Cabot
Massachusetts
$327K
Stifel Financial
27
Stifel Financial
Missouri
$321K -$10K -200 -3%
GF
28
Gabelli Funds
New York
$300K
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$294K
JP Morgan Chase
30
JP Morgan Chase
New York
$280K +$281K +5,600 New
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$269K -$10K -200 -4%
NB
32
Nicolet Bankshares
Wisconsin
$255K +$266K +5,305 New
CSC
33
Cove Street Capital
California
$250K
DADC
34
D.A. Davidson & Co
Montana
$248K
CAAS
35
Capital Asset Advisory Services
Michigan
$236K +$236K +4,705 New
WG
36
Welch Group
Alabama
$221K
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$113K +$6.77K +135 +6%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$103K
GT
39
Glenmede Trust
Pennsylvania
$75K
First Manhattan
40
First Manhattan
New York
$50K
Deutsche Bank
41
Deutsche Bank
Germany
$43K
AIG
42
American International Group
New York
$42K +$1.71K +34 +4%
SHJ
43
Sharkey, Howes & Javer
Colorado
$35K +$185K +3,684 New
DAM
44
Delta Asset Management
Tennessee
$25K
WRM
45
Westport Resources Management
Connecticut
$25K
PH
46
Pinnacle Holdings
Oklahoma
$18.8K -$1.75K -35 -9%
SNT
47
Security National Trust
West Virginia
$10K
FWM
48
Focused Wealth Management
New York
$8K
ASN
49
Advisory Services Network
Georgia
$5K
MFS
50
MSI Financial Services
Massachusetts
$5K

AES.PRC.CL Hedge Fund Activity: Q4 2015 in Review

48 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in AES Corporation Class C Preferred (AES.PRC.CL) for Q4 2015, worth a combined $113M — down 0.34% from $113M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AES.PRC.CL and 4 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 10 added.

The largest buyer was Morgan Stanley, adding an estimated $1.98M. The largest seller was TCW Group, exiting entirely with an estimated $819K sold.

  • 48 institutional investors held AES Corporation Class C Preferred (AES.PRC.CL) as of Q4 2015, down from 51 in Q3 2015.
  • Funds reported $113M of AES Corporation Class C Preferred stock for Q4 2015, down 0.34% quarter-over-quarter.
  • 4 funds opened new AES Corporation Class C Preferred positions in Q4 2015 and 6 closed out, a net change of -2 holders.
  • The largest AES Corporation Class C Preferred buyer in Q4 2015 was Morgan Stanley, an estimated $1.98M added.
  • The largest AES Corporation Class C Preferred seller in Q4 2015 was TCW Group, an estimated $819K sold.

Based on aggregated 13F filings for Q4 2015.