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ALPS Clean Energy ETF
ACES

83 hedge funds and large institutions have $604M invested in ALPS Clean Energy ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

0.33% less ownership

Funds ownership: 67.26% → 66.94% (-0.33%)

3% less funds holding

Funds holding: 86 → 83 (-3)

10% less capital invested

Capital invested by funds: $673M → $604M (-$69M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
83
Holders Change
-3
Holders Change %
-3.49%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
35
Reduced
25
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$5.73M
2
EFL
ERn Financial LLC
Wisconsin
+$4.7M
3
Jane Street
Jane Street
New York
+$2.98M
4
Wealthfront Advisers
Wealthfront Advisers
California
+$2.26M
5
FTUS
Flow Traders U.S.
New York
+$2.05M

Top Sellers

1
AI
Atria Investments
North Carolina
-$1.4M
2
Wells Fargo
Wells Fargo
California
-$1.32M
3
RJA
Raymond James & Associates
Florida
-$561K
4
SCP
Stamos Capital Partners
California
-$540K
5
SPC
Sigma Planning Corp
Michigan
-$496K
Name Holding Trade Value Shares
Change 		Change in
Stake
PPWM
76
PFG Private Wealth Management
Florida
$13K +$14K +200 New
CFA
77
Cahill Financial Advisors
Minnesota
$12K +$12.5K +179 New
WWMSC
78
Wagner Wealth Management (South Carolina)
South Carolina
$2K -$9.46K -135 -87%
Fidelity Investments
79
Fidelity Investments
Massachusetts
$2K -$701 -10 -23%
TCM
80
TD Capital Management
Tennessee
$2K – – –
HIA
81
Harbor Investment Advisory
Maryland
$1K -$1.54K -22 -51%
AF
82
Advisornet Financial
Minnesota
$1K – – –
BCM
83
Bourgeon Capital Management
Connecticut
$1K – – –
Koshinski Asset Management
84
Koshinski Asset Management
Illinois
$661 +$701 +10 New
BBHC
85
Brown Brothers Harriman & Co
New York
$351 – – –
AI
86
Atria Investments
North Carolina
– -$1.4M -18,451 Closed
SCP
87
Stamos Capital Partners
California
– -$540K -7,120 Closed
SPC
88
Sigma Planning Corp
Michigan
– -$496K -6,544 Closed
CSPIA
89
Cary Street Partners Investment Advisory
Virginia
– -$451K -5,953 Closed
Qube Research & Technologies (QRT)
90
Qube Research & Technologies (QRT)
United Kingdom
– -$300K -3,952 Closed
PFC
91
Phocas Financial Corp
California
– -$262K -3,465 Closed
Cetera Investment Advisers
92
Cetera Investment Advisers
Illinois
– -$261K -3,441 Closed
WANY
93
Wealthspire Advisors (New York)
New York
– -$221K -2,915 Closed
Barclays
94
Barclays
United Kingdom
– -$210K -2,776 Closed
SXL
95
Summit X LLC
Missouri
– -$207K -2,722 Closed
BRWA
96
B. Riley Wealth Advisors
Florida
– -$205K -2,702 Closed
TWM
97
Tradition Wealth Management
Minnesota
– -$38K -500 Closed
CG
98
Cutler Group
California
– -$7.01K -100 Closed
1 2 3
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ACES Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2021, worth a combined $604M — down 10% from $673M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ACES and 11 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 35 added.

The largest buyer was CIBC Private Wealth Group, adding an estimated $5.73M. The largest seller was Atria Investments, exiting entirely with an estimated $1.4M sold.

  • 83 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2021, down from 86 in Q2 2021.
  • Funds reported $604M of ALPS Clean Energy ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 11 funds opened new ALPS Clean Energy ETF positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2021 was CIBC Private Wealth Group, an estimated $5.73M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2021 was Atria Investments, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2021.