We are live on ! Find out more
ACES icon

ALPS Clean Energy ETF
ACES

66 hedge funds and large institutions have $197M invested in ALPS Clean Energy ETF in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 64 → 66 (+2)

1.95% less ownership

Funds ownership: 67.52% → 65.58% (-1.9%)

20% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 20

22% less capital invested

Capital invested by funds: $254M → $197M (-$57.1M)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
16
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$4.3M
2
Morgan Stanley
Morgan Stanley
New York
+$3.31M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.34M
4
Jane Street
Jane Street
New York
+$1.3M
5
FTUS
Flow Traders U.S.
New York
+$1.21M

Top Sellers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$48M
2
Bank of America
Bank of America
North Carolina
-$3.3M
3
TFA
Tobias Financial Advisors
Florida
-$3.07M
4
Millennium Management
Millennium Management
New York
-$2.15M
5
DS
Dudley & Shanley
Florida
-$1.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$8.8K – – –
CW
52
Cooksen Wealth
Texas
$8.01K +$7.24K +223 New
MM
53
Main Management
California
$8K +$7.46K +230 New
NA
54
NewEdge Advisors
Louisiana
$7.18K – – –
PPWM
55
PFG Private Wealth Management
Florida
$7.18K – – –
TFGT
56
TS Financial Group (TSFG)
Illinois
$7K – – –
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$5.92K – – –
VAG
58
VisionPoint Advisory Group
Texas
$5.6K +$5.06K +156 New
JP Morgan Chase
59
JP Morgan Chase
New York
$2.26K +$681 +21 +50%
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
AF
61
Advisornet Financial
Minnesota
$1.98K +$1.4K +43 +358%
PS
62
Principal Securities
Iowa
$1.04K +$941 +29 New
FMP
63
Financial Management Professionals
Texas
$1K – – –
BCM
64
Bourgeon Capital Management
Connecticut
$518 – – –
KFI
65
Key Financial Inc
Pennsylvania
$180 – – –
ASN
66
Advisory Services Network
Georgia
$84 +$65 +2 New
Comerica Bank
67
Comerica Bank
Texas
$36 – – –
TFA
68
Tobias Financial Advisors
Florida
– -$3.07M -83,961 Closed
Millennium Management
69
Millennium Management
New York
– -$2.15M -58,751 Closed
DS
70
Dudley & Shanley
Florida
– -$1.97M -53,986 Closed
EFL
71
ERn Financial LLC
Wisconsin
– -$688K -18,811 Closed
GS
72
GTS Securities
New York
– -$468K -12,808 Closed
Walleye Capital
73
Walleye Capital
New York
– -$220K -6,018 Closed
DADC
74
D.A. Davidson & Co
Montana
– -$215K -5,870 Closed
UIA
75
Ulland Investment Advisors
Minnesota
– -$66K -1,795 Closed
1 2
3
4

ACES Hedge Fund Activity: Q4 2023 in Review

66 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q4 2023, worth a combined $197M — down 22% from $254M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ACES positions and 12 closed out — a net gain of 3 holders — while 16 added to existing stakes and 20 trimmed.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $4.3M. The largest seller was CIBC Private Wealth Group, cutting an estimated $48M.

  • 66 institutional investors held ALPS Clean Energy ETF (ACES) as of Q4 2023, up from 64 in Q3 2023.
  • Funds reported $197M of ALPS Clean Energy ETF stock for Q4 2023, down 22% quarter-over-quarter.
  • 15 funds opened new ALPS Clean Energy ETF positions in Q4 2023 and 12 closed out, a net change of +3 holders.
  • The largest ALPS Clean Energy ETF buyer in Q4 2023 was Northwestern Mutual Wealth Management, an estimated $4.3M added.
  • The largest ALPS Clean Energy ETF seller in Q4 2023 was CIBC Private Wealth Group, an estimated $48M sold.

Based on aggregated 13F filings for Q4 2023.