Principal Securities’s ALPS Clean Energy ETF ACES Stock Holding History

Principal Securities’s Portfolio ACES Stock Details ACES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-29	Closed	-$853	–	3546
2024 Q3	$853	Hold	29	–	–	﹤0.01%	3170
2024 Q2	$817	Hold	29	–	–	﹤0.01%	3108
2024 Q1	$861	Hold	29	–	–	﹤0.01%	3064
2023 Q4	$1.04K	Buy	+29	New	+$941	﹤0.01%	2948

Other funds holding ACES

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

GTS Securities New York $2.83B AUM 21.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wealthfront Advisers Palo Alto, California $45.6B AUM 18.83% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Money Design Tokyo, Japan $2.14B AUM 10.33% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Principal Securities's ACES Position: Q4 2024 in Review

Principal Securities sold out of ALPS Clean Energy ETF (ACES) in Q4 2024, closing a stake of 29 shares — an estimated $853 sold.

Principal Securities first reported a position in ACES in Q4 2023 and held it in 4 quarters. The position peaked at $1.04K in Q4 2023. 44 funds tracked by Wall St. Rank hold ACES as of Q4 2024.

Principal Securities reported no remaining ALPS Clean Energy ETF position as of Q4 2024 after selling out during the quarter.
Principal Securities sold 29 ALPS Clean Energy ETF shares in Q4 2024, an estimated $853.
Principal Securities first reported a position in ALPS Clean Energy ETF in Q4 2023 and held it in 4 quarters.
Principal Securities's ALPS Clean Energy ETF position peaked at $1.04K in Q4 2023.
44 funds tracked by Wall St. Rank held ALPS Clean Energy ETF as of Q4 2024.

Based on Principal Securities's 13F filing for Q4 2024, filed 30 Jan 2025.