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ALPS Clean Energy ETF

83 hedge funds and large institutions have $604M invested in ALPS Clean Energy ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 25

0.33% less ownership

Funds ownership: 67.26%66.94% (-0.33%)

3% less funds holding

Funds holding: 8683 (-3)

10% less capital invested

Capital invested by funds: $673M → $604M (-$69M)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
83
Holders Change
-3
Holders Change %
-3.49%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
35
Reduced
25
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
51
UBS Group
Switzerland
$254K +$269K +3,840 New
CAN
52
Cetera Advisor Networks
California
$249K +$264K +3,770 New
ASN
53
Advisory Services Network
Georgia
$244K +$63.1K +900 +32%
Lido Advisors
54
Lido Advisors
California
$239K +$254K +3,621 New
Stifel Financial
55
Stifel Financial
Missouri
$229K -$29.3K -418 -11%
BOS
56
Bingham Osborn & Scarborough
California
$226K
CAPTRUST Financial Advisors
57
CAPTRUST Financial Advisors
North Carolina
$192K +$7.08K +101 +4%
GRP
58
Global Retirement Partners
California
$191K
HI
59
Harbour Investments
Wisconsin
$135K -$2.1K -30 -1%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$115K +$2.1K +30 +2%
CFGS
61
Concourse Financial Group Securities
Alabama
$100K +$26.1K +373 +33%
AWA
62
Arkadios Wealth Advisors
Georgia
$90K -$4.2K -60 -4%
CFA
63
Carroll Financial Associates
North Carolina
$85K
SWM
64
Spire Wealth Management
Virginia
$79K +$140 +2 +0.2%
WIM
65
Westside Investment Management
California
$66.2K +$10.5K +150 +3%
APA
66
American Portfolios Advisors
New York
$63.1K -$36.9K -526 -36%
William Blair & Company
67
William Blair & Company
Illinois
$56K +$10.5K +150 +21%
First Manhattan
68
First Manhattan
New York
$33K +$14.7K +210 +70%
AP
69
Atwood & Palmer
Missouri
$33K +$35K +500 New
Citigroup
70
Citigroup
New York
$26K -$47.6K -679 -63%
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$23K
IFAM
72
Institutional & Family Asset Management
Colorado
$22K -$3.64K -52 -14%
AF
73
Allworth Financial
California
$19K
GWM
74
Geneos Wealth Management
Colorado
$19K +$3.5K +50 +20%
Optiver Holding
75
Optiver Holding
Netherlands
$17K -$65.8K -939 -78%

ACES Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2021, worth a combined $604M — down 10% from $673M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of ACES and 11 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 35 added.

The largest buyer was CIBC Private Wealth Group, adding an estimated $5.73M. The largest seller was Atria Investments, exiting entirely with an estimated $1.4M sold.

  • 83 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2021, down from 86 in Q2 2021.
  • Funds reported $604M of ALPS Clean Energy ETF stock for Q3 2021, down 10% quarter-over-quarter.
  • 11 funds opened new ALPS Clean Energy ETF positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2021 was CIBC Private Wealth Group, an estimated $5.73M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2021 was Atria Investments, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2021.