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ALPS Clean Energy ETF
ACES

38 hedge funds and large institutions have $270M invested in ALPS Clean Energy ETF in 2020 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 13 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 3

325% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 4

86% more capital invested

Capital invested by funds: $146M → $270M (+$125M)

52% more funds holding

Funds holding: 25 → 38 (+13)

1.64% less ownership

Funds ownership: 69.57% → 67.93% (-1.6%)

Holders
38
Holders Change
+13
Holders Change %
+52%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
13
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$50.9M
2
Jane Street
Jane Street
New York
+$4.71M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.54M
4
FEM
Fulcrum Equity Management
Texas
+$989K
5
LPL Financial
LPL Financial
California
+$342K

Top Sellers

1
BCM
Brookstone Capital Management
Illinois
-$2.99M
2
Citadel Advisors
Citadel Advisors
Florida
-$644K
3
SFS
Sowell Financial Services
Arkansas
-$31.9K
4
CAN
Cetera Advisor Networks
California
-$8K
5
Bank of America
Bank of America
North Carolina
-$7.99K
Name Holding Trade Value Shares
Change 		Change in
Stake
GT
26
Glenmede Trust
Pennsylvania
$53K – – –
GWM
27
Geneos Wealth Management
Colorado
$25K +$49 +1 +0.2%
NFG
28
Next Financial Group
Texas
$17K +$14.6K +300 New
Bank of America
29
Bank of America
North Carolina
$16K -$7.99K -164 -36%
AF
30
Allworth Financial
California
$16K +$14.2K +292 New
Simplex Trading
31
Simplex Trading
Illinois
$16K +$14.9K +306 New
Morgan Stanley
32
Morgan Stanley
New York
$12K +$8.58K +176 +550%
GRP
33
Global Retirement Partners
California
$11K +$9.75K +200 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$7K +$6.09K +125 New
LFG
35
LifePlan Financial Group
Ohio
$5K +$341 +7 +9%
Fidelity Investments
36
Fidelity Investments
Massachusetts
$1K +$1.17K +24 +2,400%
BCM
37
Brookstone Capital Management
Illinois
– -$2.99M -76,530 Closed
Citadel Advisors
38
Citadel Advisors
Florida
– -$644K -16,462 Closed
CAN
39
Cetera Advisor Networks
California
– -$8K -208 Closed
FA
40
Fortis Advisors
Pennsylvania
– -$7K -168 Closed
Wells Fargo
41
Wells Fargo
California
– +$49 +1 New
HIA
42
Harbor Investment Advisory
Maryland
– +$97 +2 New
1
2

ACES Hedge Fund Activity: Q3 2020 in Review

38 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS Clean Energy ETF (ACES) for Q3 2020, worth a combined $270M — up 86% from $146M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new ACES positions and 4 closed out — a net gain of 13 holders — while 13 added to existing stakes and 3 trimmed.

The largest buyer was CIBC Private Wealth Group, adding an estimated $50.9M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $2.99M sold.

  • 38 institutional investors held ALPS Clean Energy ETF (ACES) as of Q3 2020, up from 25 in Q2 2020.
  • Funds reported $270M of ALPS Clean Energy ETF stock for Q3 2020, up 86% quarter-over-quarter.
  • 17 funds opened new ALPS Clean Energy ETF positions in Q3 2020 and 4 closed out, a net change of +13 holders.
  • The largest ALPS Clean Energy ETF buyer in Q3 2020 was CIBC Private Wealth Group, an estimated $50.9M added.
  • The largest ALPS Clean Energy ETF seller in Q3 2020 was Brookstone Capital Management, an estimated $2.99M sold.

Based on aggregated 13F filings for Q3 2020.