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Whitebox Advisors Portfolio holdings

AUM $7.65B
1-Year Est. Return 13.87%
This Fund
S&P 500
This Quarter Est. Return
+3.68%
1 Year Est. Return
+13.87%
3 Year Est. Return
+24.22%
5 Year Est. Return
+33.25%
10 Year Est. Return
+180.55%
AUM
$2.4B
AUM Growth
-$1.38B
Cap. Flow
-$447M
Cap. Flow %
-18.63%
Top 10 Hldgs %
68.53%
Holding
97
New
15
Increased
11
Reduced
10
Closed
18

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$57.8M
2
SAEX
SAExploration Holdings, Inc.
SAEX
+$40.6M
3
HPE icon
Hewlett Packard
HPE
+$18.6M
4
IOC
Interoil Corporation
IOC
+$14.9M
5
IVR icon
Invesco Mortgage Capital
IVR
+$9.89M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$52M
2
TWO
Two Harbors Investment
TWO
+$21.1M
3
ODP
ODP
ODP
+$12M
4
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.33M
5
ALLY icon
Ally Financial
ALLY
+$7.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.59%
2 Energy 14.35%
3 Real Estate 4.4%
4 Technology 2.1%
5 Healthcare 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
51
DELISTED
AK Steel Holding Corp
AKS
$84K ﹤0.01%
+17,300
New +$87.8K
AMD icon
52
CALL
Advanced Micro Devices
AMD
$837B
– –
-750,000
Closed -$3.85M
BAC icon
53
Bank of America
BAC
$404B
– –
-120,200
Closed -$1.59M
C icon
54
Citigroup
C
$223B
– –
-38,636
Closed -$1.64M
CLF icon
55
CALL
Cleveland-Cliffs
CLF
$6.9B
– –
-1,000,000
Closed -$5.67M
COP icon
56
PUT
ConocoPhillips
COP
$160B
– –
-200,000
Closed -$8.72M
HUM icon
57
Humana
HUM
$46.3B
– –
-35,007
Closed -$6.3M
OEF icon
58
CALL
iShares S&P 100 ETF
OEF
$20B
– –
-700,000
Closed -$64.3M
OEF icon
59
PUT
iShares S&P 100 ETF
OEF
$20B
– –
-1,850,000
Closed -$152M
QQQ icon
60
PUT
Invesco QQQ Trust
QQQ
$474B
– –
-850,000
Closed -$91.4M
VTRS icon
61
CALL
Viatris
VTRS
$19.4B
– –
-70,000
Closed -$3.03M
DNR
62
DELISTED
Denbury Resources, Inc.
DNR
– –
-1,176,120
Closed -$4.22M
NSM
63
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-544,146
Closed -$6.13M
SGM
64
DELISTED
Stonegate Mortgage Corporation
SGM
– –
-20,146
Closed -$68K
EMC
65
DELISTED
EMC CORPORATION
EMC
– –
-1,914,856
Closed -$52M
USATP
66
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-15,493
Closed -$270K
CY
67
DELISTED
Cypress Semiconductor
CY
– –
-368,750
Closed -$3.89M
AMTG
68
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-696,165
Closed -$9.33M
CAS
69
DELISTED
A M Castle & Co
CAS
– –
-122,736
Closed -$201K
1 2
3

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SIAU
SB Investment Advisers (UK) London, United Kingdom $7.66B AUM 20.12% 1-Year Est. Return
SC
Sapient Capital Indianapolis, Indiana $7.64B AUM 51.51% 1-Year Est. Return
SCB
Saudi Central Bank Riyadh, Saudi Arabia $7.63B AUM 53.44% 1-Year Est. Return
AC
Aristeia Capital Greenwich, Connecticut $7.69B AUM 15.48% 1-Year Est. Return
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.6B AUM 109.3% 1-Year Est. Return
CG
Carmignac Gestion Paris, France $7.71B AUM 4.02% 1-Year Est. Return
CGH
Crossmark Global Holdings Houston, Texas $7.71B AUM 37.66% 1-Year Est. Return

Whitebox Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Whitebox Advisors held 97 positions worth $2.4B, down 37% from $3.78B the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Whitebox Advisors withdrew a net $447M in Q3 2016, closing 18 positions and reducing 10 holdings. Its most notable exit was EMC CORPORATION, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 86% a quarter earlier, followed by Energy and Real Estate.

Against the trend, Whitebox Advisors opened a new position in SAExploration Holdings, Inc. worth $21.4M.

  • Whitebox Advisors's largest Q3 2016 buy was SAExploration Holdings, Inc.: 130,452 shares worth $21.4M.
  • Whitebox Advisors added most to Yahoo Inc in Q3 2016, an estimated $57.8M increase.
  • Whitebox Advisors's biggest Q3 2016 reduction was Two Harbors Investment, cutting an estimated $21.1M.
  • Whitebox Advisors fully exited EMC CORPORATION in Q3 2016, selling an estimated $52M.
  • Whitebox Advisors's ten largest holdings make up 69% of its $2.4B portfolio in Q3 2016.
  • Whitebox Advisors opened 15 new positions and closed 18 in Q3 2016.
  • Whitebox Advisors's portfolio value fell 37% quarter-over-quarter to $2.4B.

Based on Whitebox Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.