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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+3.68%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.4B
AUM Growth
-$1.38B
Cap. Flow
-$2.01B
Cap. Flow %
-83.75%
Top 10 Hldgs %
68.53%
Holding
97
New
15
Increased
11
Reduced
10
Closed
18

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$57.8M
2
SAEX
SAExploration Holdings, Inc.
SAEX
+$40.6M
3
HPE icon
Hewlett Packard
HPE
+$18.6M
4
IOC
Interoil Corporation
IOC
+$14.9M
5
IVR icon
Invesco Mortgage Capital
IVR
+$9.89M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$52M
2
TWO
Two Harbors Investment
TWO
+$21.1M
3
ODP
ODP
ODP
+$12M
4
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.33M
5
ALLY icon
Ally Financial
ALLY
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 13.45%
2 Real Estate 4.4%
3 Technology 2.1%
4 Healthcare 1.69%
5 Financials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
51
DELISTED
AK Steel Holding Corp
AKS
$84K ﹤0.01%
+17,300
New +$87.8K
AMD icon
52
CALL
Advanced Micro Devices
AMD
$694B
– –
-750,000
Closed -$3.85M
BAC icon
53
Bank of America
BAC
$432B
– –
-120,200
Closed -$1.59M
C icon
54
Citigroup
C
$215B
– –
-38,636
Closed -$1.64M
CLF icon
55
CALL
Cleveland-Cliffs
CLF
$6.35B
– –
-1,000,000
Closed -$5.67M
COP icon
56
PUT
ConocoPhillips
COP
$144B
– –
-200,000
Closed -$8.72M
HUM icon
57
Humana
HUM
$43.6B
– –
-35,007
Closed -$6.3M
OEF icon
58
CALL
iShares S&P 100 ETF
OEF
$19.6B
– –
-700,000
Closed -$64.3M
OEF icon
59
PUT
iShares S&P 100 ETF
OEF
$19.6B
– –
-1,850,000
Closed -$152M
QQQ icon
60
PUT
Invesco QQQ Trust
QQQ
$437B
– –
-850,000
Closed -$91.4M
VTRS icon
61
CALL
Viatris
VTRS
$20.8B
– –
-70,000
Closed -$3.03M
DNR
62
DELISTED
Denbury Resources, Inc.
DNR
– –
-1,176,120
Closed -$4.22M
NSM
63
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-544,146
Closed -$6.13M
SGM
64
DELISTED
Stonegate Mortgage Corporation
SGM
– –
-20,146
Closed -$68K
EMC
65
DELISTED
EMC CORPORATION
EMC
– –
-1,914,856
Closed -$52M
USATP
66
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
– –
-15,493
Closed -$270K
CY
67
DELISTED
Cypress Semiconductor
CY
– –
-368,750
Closed -$3.89M
AMTG
68
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-696,165
Closed -$9.33M
CAS
69
DELISTED
A M Castle & Co
CAS
– –
-122,736
Closed -$201K
1 2
3

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CCM
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WJWM
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CL
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CCM
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AIM
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FIA
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VIM
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MAM
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Whitebox Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Whitebox Advisors held 97 positions worth $2.4B, down 37% from $3.78B the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Whitebox Advisors withdrew a net $2.01B in Q3 2016, closing 18 positions and reducing 10 holdings. Its most notable exit was EMC CORPORATION, an estimated $52M position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 6.5% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Whitebox Advisors opened a new position in SAExploration Holdings, Inc. worth $21.4M.

  • Whitebox Advisors's largest Q3 2016 buy was SAExploration Holdings, Inc.: 130,452 shares worth $21.4M.
  • Whitebox Advisors added most to Yahoo Inc in Q3 2016, an estimated $57.8M increase.
  • Whitebox Advisors's biggest Q3 2016 reduction was Two Harbors Investment, cutting an estimated $21.1M.
  • Whitebox Advisors fully exited EMC CORPORATION in Q3 2016, selling an estimated $52M.
  • Whitebox Advisors's ten largest holdings make up 69% of its $2.4B portfolio in Q3 2016.
  • Whitebox Advisors opened 15 new positions and closed 18 in Q3 2016.
  • Whitebox Advisors's portfolio value fell 37% quarter-over-quarter to $2.4B.

Based on Whitebox Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.