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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+1.35%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.35B
AUM Growth
+$67.7M
Cap. Flow
-$768M
Cap. Flow %
-32.71%
Top 10 Hldgs %
29.01%
Holding
497
New
127
Increased
161
Reduced
57
Closed
96

Top Buys

Rank Stock Value
1
YELL
Yellow Corporation Common Stock
YELL
+$39M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$25.8M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$20.6M
4
TWTR
Twitter, Inc.
TWTR
+$19.5M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$16.4M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$162M
2
AGNC icon
AGNC Investment
AGNC
+$19.8M
3
OSG
Octave Specialty Group
OSG
+$15.2M
4
GM.WS.B
General Motors Company
GM.WS.B
+$11.8M
5
OSIS icon
OSI Systems
OSIS
+$9.75M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.02%
2 Technology 6.01%
3 Industrials 5.8%
4 Financials 4.85%
5 Real Estate 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$46.2M 1.97%
247,273
+59,254
+32% +$10.9M
YELL
2
DELISTED
Yellow Corporation Common Stock
YELL
$42M 1.79%
+1,866,667
New +$39M
EMC
3
DELISTED
EMC CORPORATION
EMC
$39.5M 1.68%
1,440,000
+500,000
+53% +$13M
ACAS
4
DELISTED
American Capital Ltd
ACAS
$38.2M 1.63%
2,416,920
-49,408
-2% -$762K
AGNC icon
5
AGNC Investment
AGNC
$12.8B
$30.8M 1.31%
1,434,994
-922,791
-39% -$19.8M
EEM icon
6
iShares MSCI Emerging Markets ETF
EEM
$27.7B
$26.9M 1.15%
+656,400
New +$25.8M
OSG
7
Octave Specialty Group
OSG
$255M
$21M 0.89%
675,991
-551,851
-45% -$15.2M
XLI icon
8
State Street Industrial Select Sector SPDR ETF
XLI
$32.7B
$20.7M 0.88%
395,924
+319,418
+418% +$16.4M
ACG
9
DELISTED
AllianceBernstein Income Fund Inc
ACG
$20.5M 0.87%
+2,789,707
New +$20.6M
PRIS.B
10
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL B CONV SHS
PRIS.B
$17.3M 0.74%
5,860,402
+1,665,649
+40% +$4.42M
TWTR
11
DELISTED
Twitter, Inc.
TWTR
$14.9M 0.64%
+343,744
New +$19.5M
GOL
12
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$14.3M 0.61%
+1,466,011
New +$13.2M
NEM icon
13
Newmont
NEM
$94.7B
$13.9M 0.59%
594,297
+218,491
+58% +$5.2M
GDX icon
14
VanEck Gold Miners ETF
GDX
$22.2B
$13.3M 0.57%
562,376
+204,127
+57% +$5.01M
ANH
15
DELISTED
Anworth Mortgage Asset Corporation
ANH
$12.4M 0.53%
2,510,161
+1,011,675
+68% +$4.92M
AAPL icon
16
Apple
AAPL
$5.02T
$12.4M 0.53%
645,288
+261,184
+68% +$4.97M
TWO
17
Two Harbors Investment
TWO
$1.27B
$11.6M 0.49%
140,862
– –
DLLR
18
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$11.1M 0.47%
1,256,661
+229,602
+22% +$2.04M
TRIB
19
Trinity Biotech
TRIB
$8.64M
$11M 0.47%
3,028
+979
+48% +$3.85M
SGM
20
DELISTED
Stonegate Mortgage Corporation
SGM
$10.7M 0.46%
722,454
+87,403
+14% +$1.33M
UNH icon
21
UnitedHealth
UNH
$386B
$10.2M 0.44%
124,835
+52,733
+73% +$3.97M
RIG icon
22
Transocean
RIG
$5.49B
$9.8M 0.42%
+237,120
New +$10.3M
BJRI icon
23
BJ's Restaurants
BJRI
$1.48B
$9.78M 0.42%
+299,100
New +$9.01M
END
24
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$9.48M 0.4%
+2,917,834
New +$15.1M
AMTG
25
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$9.33M 0.4%
574,773
-317,287
-36% -$5.17M
1
2 3 4 5

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Whitebox Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Whitebox Advisors held 497 positions worth $2.35B, up 3% from $2.28B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Whitebox Advisors withdrew a net $768M in Q1 2014, closing 96 positions and reducing 57 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $162M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

Against the trend, Whitebox Advisors opened a new position in Yellow Corporation Common Stock worth $42M.

  • Whitebox Advisors's largest Q1 2014 buy was Yellow Corporation Common Stock: 1,866,667 shares worth $42M.
  • Whitebox Advisors added most to State Street Industrial Select Sector SPDR ETF in Q1 2014, an estimated $16.4M increase.
  • Whitebox Advisors's biggest Q1 2014 reduction was AGNC Investment, cutting an estimated $19.8M.
  • Whitebox Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $162M.
  • Whitebox Advisors's ten largest holdings make up 29% of its $2.35B portfolio in Q1 2014.
  • Whitebox Advisors opened 127 new positions and closed 96 in Q1 2014.
  • Whitebox Advisors's portfolio value rose 3% quarter-over-quarter to $2.35B.

Based on Whitebox Advisors's 13F filing for Q1 2014, filed 14 May 2014.