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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.28B
AUM Growth
+$382M
Cap. Flow
-$744M
Cap. Flow %
-32.67%
Top 10 Hldgs %
35.54%
Holding
462
New
119
Increased
99
Reduced
100
Closed
88

Top Buys

Rank Stock Value
1
AGNC icon
AGNC Investment
AGNC
+$48.7M
2
EMC
EMC CORPORATION
EMC
+$22.8M
3
OSIS icon
OSI Systems
OSIS
+$12.6M
4
SGM
Stonegate Mortgage Corporation
SGM
+$10.9M
5
OSG
Octave Specialty Group
OSG
+$10.5M

Top Sells

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$32.1M
2
AGO icon
Assured Guaranty
AGO
+$7.05M
3
AAPL icon
Apple
AAPL
+$5.63M
4
HAR
Harman International Industries
HAR
+$5.38M
5
ONIT
Onity Group
ONIT
+$5.14M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Financials 4.63%
3 Real Estate 4.37%
4 Consumer Discretionary 4.36%
5 Industrials 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
1
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$162M 7.12%
5,206,707
+273,421
+6% +$7.71M
AGNC icon
2
AGNC Investment
AGNC
$12.9B
$45.5M 2%
2,357,785
+2,285,923
+3,181% +$48.7M
ACAS
3
DELISTED
American Capital Ltd
ACAS
$38.6M 1.69%
2,466,328
+31,837
+1% +$461K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$34.7M 1.52%
188,019
+16,289
+9% +$2.88M
OSG
5
Octave Specialty Group
OSG
$261M
$30.2M 1.32%
1,227,842
+500,436
+69% +$10.5M
EMC
6
DELISTED
EMC CORPORATION
EMC
$23.6M 1.04%
+940,000
New +$22.8M
AMTG
7
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$13.2M 0.58%
892,060
+163,045
+22% +$2.44M
GM.WS.B
8
DELISTED
General Motors Company
GM.WS.B
$11.8M 0.52%
508,504
+323,421
+175% +$6.59M
DLLR
9
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$11.8M 0.52%
1,027,059
+312,805
+44% +$3.56M
SGM
10
DELISTED
Stonegate Mortgage Corporation
SGM
$10.5M 0.46%
+635,051
New +$10.9M
TWO
11
Two Harbors Investment
TWO
$1.27B
$10.5M 0.46%
140,862
+86,170
+158% +$6.46M
PRIS.B
12
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL B CONV SHS
PRIS.B
$10.2M 0.45%
4,194,753
+1,255,226
+43% +$2.55M
OSIS icon
13
OSI Systems
OSIS
$3.64B
$9.75M 0.43%
+183,571
New +$12.6M
NEM icon
14
Newmont
NEM
$96.4B
$8.65M 0.38%
375,806
+77,663
+26% +$1.99M
TRIB
15
Trinity Biotech
TRIB
$8.4M
$7.73M 0.34%
2,049
+121
+6% +$436K
AAPL icon
16
Apple
AAPL
$4.99T
$7.7M 0.34%
384,104
-298,228
-44% -$5.63M
GDX icon
17
VanEck Gold Miners ETF
GDX
$22.7B
$7.57M 0.33%
358,249
+78,619
+28% +$1.82M
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$112B
$7.22M 0.32%
404,090
-275,632
-41% -$4.67M
MBI icon
19
MBIA
MBI
$278M
$7.22M 0.32%
604,623
-193,362
-24% -$2.23M
ECPG icon
20
Encore Capital Group
ECPG
$2.06B
$6.93M 0.3%
137,944
-29,388
-18% -$1.4M
TOWR
21
DELISTED
Tower International, Inc.
TOWR
$6.52M 0.29%
304,541
+60,603
+25% +$1.27M
GTE icon
22
Gran Tierra Energy
GTE
$226M
$6.38M 0.28%
87,308
-25,861
-23% -$1.89M
ANH
23
DELISTED
Anworth Mortgage Asset Corporation
ANH
$6.31M 0.28%
1,498,486
+458,342
+44% +$2.06M
SAVE
24
DELISTED
Spirit Airlines, Inc.
SAVE
$6.25M 0.27%
137,560
-39,319
-22% -$1.67M
GCVRZ
25
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$5.97M 0.26%
17,564,127
+915,597
+5% +$1.11M
1
2 3 4 5

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Whitebox Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Whitebox Advisors held 462 positions worth $2.28B, up 20% from $1.9B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Whitebox Advisors withdrew a net $744M in Q4 2013, closing 88 positions and reducing 100 holdings. Its most notable exit was State Street Health Care Select Sector SPDR ETF, an estimated $4.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4% a quarter earlier, followed by Financials and Real Estate.

Against the trend, Whitebox Advisors opened a new position in EMC CORPORATION worth $23.6M.

  • Whitebox Advisors's largest Q4 2013 buy was EMC CORPORATION: 940,000 shares worth $23.6M.
  • Whitebox Advisors added most to AGNC Investment in Q4 2013, an estimated $48.7M increase.
  • Whitebox Advisors's biggest Q4 2013 reduction was Twenty-First Century Fox, Inc. Class B, cutting an estimated $32.1M.
  • Whitebox Advisors fully exited State Street Health Care Select Sector SPDR ETF in Q4 2013, selling an estimated $4.05M.
  • Whitebox Advisors's ten largest holdings make up 36% of its $2.28B portfolio in Q4 2013.
  • Whitebox Advisors opened 119 new positions and closed 88 in Q4 2013.
  • Whitebox Advisors's portfolio value rose 20% quarter-over-quarter to $2.28B.

Based on Whitebox Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.