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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+0.18%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.41B
AUM Growth
+$612M
Cap. Flow
-$1.15B
Cap. Flow %
-47.49%
Top 10 Hldgs %
59.52%
Holding
102
New
16
Increased
11
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$38.1M
2
WLL
Whiting Petroleum Corporation
WLL
+$17.4M
3
PCGU
PG&E Corporation
PCGU
+$8.81M
4
GRFS
Grifois
GRFS
+$7.95M
5
DCH
Dauch Corp
DCH
+$4.49M

Top Sells

Rank Stock Value
1
PPLI
People Inc
PPLI
+$295M
2
MPC icon
Marathon Petroleum
MPC
+$31.1M
3
DELL icon
Dell
DELL
+$28.4M
4
OTIS icon
Otis Worldwide
OTIS
+$7.27M
5
CARR icon
Carrier Global
CARR
+$6.83M

Sector Composition

Rank Sector Weight
1 Materials 4.59%
2 Energy 3.45%
3 Healthcare 2.64%
4 Communication Services 0.81%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$134M 5.55%
400,000
+20,000
+5% +$6.63M
TSLA icon
2
PUT
Tesla
TSLA
$1.2T
$107M 4.45%
750,000
– –
HYMC icon
3
Hycroft Mining Holding Corp
HYMC
$1.79B
$102M 4.21%
1,209,950
– –
MPC icon
4
Marathon Petroleum
MPC
$90.4B
$70.2M 2.91%
2,391,876
-886,037
-27% -$31.1M
GRFS
5
Grifois
GRFS
$5.59B
$54.2M 2.25%
3,126,410
+450,132
+17% +$7.95M
NEE.PRQ
6
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$38.2M 1.58%
+800,000
New +$38.1M
BBL
7
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$23.4M 0.97%
548,592
– –
X
8
PUT
DELISTED
US Steel
X
$14.7M 0.61%
2,000,000
+500,000
+33% +$3.79M
MPC icon
9
CALL
Marathon Petroleum
MPC
$90.4B
$14.7M 0.61%
500,000
– –
PPLI
10
People Inc
PPLI
$3.14B
$14.2M 0.59%
216,588
-4,297,776
-95% -$295M
AAL icon
11
PUT
American Airlines Group
AAL
$9.91B
$12.3M 0.51%
+1,000,000
New +$12.5M
PCGU
12
DELISTED
PG&E Corporation
PCGU
$8.83M 0.37%
+90,000
New +$8.81M
DCH
13
Dauch Corp
DCH
$1.32B
$7.74M 0.32%
1,340,528
+627,094
+88% +$4.49M
AMR icon
14
Alpha Metallurgical Resources
AMR
$1.76B
$6.09M 0.25%
832,650
-167,693
-17% -$779K
THC icon
15
Tenet Healthcare
THC
$22.3B
$5.62M 0.23%
229,463
-65,773
-22% -$1.68M
WLL
16
DELISTED
Whiting Petroleum Corporation
WLL
$5.41M 0.22%
+312,738
New +$17.4M
CCO icon
17
Clear Channel Outdoor Holdings
CCO
$1.22B
$4.31M 0.18%
4,312,514
+36,297
+0.8% +$39K
RRD
18
DELISTED
RR Donnelley & Sons Co.
RRD
$3.54M 0.15%
2,428,035
+577,178
+31% +$733K
AMYT
19
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
$3.34M 0.14%
+271,624
New +$3.14M
OVV icon
20
Ovintiv
OVV
$16.9B
$3.13M 0.13%
383,255
+319,255
+499% +$3.29M
OI icon
21
O-I Glass
OI
$1.13B
$3.04M 0.13%
287,018
-11,696
-4% -$125K
BZH icon
22
Beazer Homes USA
BZH
$889M
$2.86M 0.12%
216,356
-83,579
-28% -$977K
APA icon
23
APA Corp
APA
$12.9B
$2.49M 0.1%
262,773
+42,000
+19% +$575K
CSTM icon
24
Constellium
CSTM
$3.79B
$2.38M 0.1%
303,019
+30,000
+11% +$248K
FMCIW
25
CALL
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$2.25M 0.09%
+254,000
New +$1.42M
1
2 3

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Whitebox Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Whitebox Advisors held 102 positions worth $2.41B, up 34% from $1.8B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Whitebox Advisors withdrew a net $1.15B in Q3 2020, closing 7 positions and reducing 12 holdings. Its most notable exit was Dell, an estimated $28.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 4.6% of assets, down from 6.1% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Whitebox Advisors opened a new position in NextEra Energy, Inc. 6.219% Corporate Units worth $38.2M.

  • Whitebox Advisors's largest Q3 2020 buy was NextEra Energy, Inc. 6.219% Corporate Units: 800,000 shares worth $38.2M.
  • Whitebox Advisors added most to Grifois in Q3 2020, an estimated $7.95M increase.
  • Whitebox Advisors's biggest Q3 2020 reduction was People Inc, cutting an estimated $295M.
  • Whitebox Advisors fully exited Dell in Q3 2020, selling an estimated $28.4M.
  • Whitebox Advisors's ten largest holdings make up 60% of its $2.41B portfolio in Q3 2020.
  • Whitebox Advisors opened 16 new positions and closed 7 in Q3 2020.
  • Whitebox Advisors's portfolio value rose 34% quarter-over-quarter to $2.41B.

Based on Whitebox Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.