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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
+4.42%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$1.9B
AUM Growth
-$8.5M
Cap. Flow
-$638M
Cap. Flow %
-33.65%
Top 10 Hldgs %
38.17%
Holding
458
New
89
Increased
135
Reduced
63
Closed
112

Top Buys

Rank Stock Value
1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$34.6M
2
AAPL icon
Apple
AAPL
+$9.93M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$9.42M
4
AGO icon
Assured Guaranty
AGO
+$8.6M
5
ACAS
American Capital Ltd
ACAS
+$6.05M

Top Sells

Rank Stock Value
1
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$36M
2
IYW icon
iShares US Technology ETF
IYW
+$10.8M
3
DELL
DELL INC
DELL
+$10.2M
4
LCC
US AIRWAYS GROUP INC.
LCC
+$10.1M
5
IBB icon
iShares Biotechnology ETF
IBB
+$9.31M

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Consumer Discretionary 4.39%
3 Industrials 4.18%
4 Technology 3.97%
5 Communication Services 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
1
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$130M 6.87%
4,933,286
– –
TFCF
2
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$36.6M 1.93%
+1,096,042
New +$34.6M
GCVRZ
3
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$33.6M 1.77%
16,648,530
+1,182,537
+8% +$2.25M
ACAS
4
DELISTED
American Capital Ltd
ACAS
$33.5M 1.76%
2,434,491
+459,402
+23% +$6.05M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$28.9M 1.52%
171,730
-15,945
-8% -$2.67M
OSG
6
Octave Specialty Group
OSG
$257M
$13.2M 0.7%
727,406
+56,451
+8% +$1.29M
AAPL icon
7
Apple
AAPL
$5.02T
$11.6M 0.61%
682,332
+598,920
+718% +$9.93M
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$111B
$10.9M 0.57%
679,722
+120,940
+22% +$1.93M
AMTG
9
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$10.6M 0.56%
729,015
+607,963
+502% +$9.42M
AGO icon
10
Assured Guaranty
AGO
$3.79B
$9.22M 0.49%
491,888
+406,388
+475% +$8.6M
ONIT
11
Onity Group
ONIT
$339M
$9.22M 0.49%
11,019
-3,174
-22% -$2.4M
NEM icon
12
Newmont
NEM
$94.7B
$8.38M 0.44%
298,143
+186,011
+166% +$5.51M
MBI icon
13
MBIA
MBI
$271M
$8.16M 0.43%
797,985
-85,455
-10% -$1.08M
GTE icon
14
Gran Tierra Energy
GTE
$235M
$8.02M 0.42%
113,169
-3,551
-3% -$233K
DLLR
15
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$7.85M 0.41%
714,254
+166,536
+30% +$2.28M
ECPG icon
16
Encore Capital Group
ECPG
$2.07B
$7.67M 0.4%
167,332
+22,366
+15% +$906K
DISCK
17
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$7.36M 0.39%
188,490
-192,810
-51% -$7.14M
HAR
18
DELISTED
Harman International Industries
HAR
$7.31M 0.39%
110,335
+70,535
+177% +$4.4M
GDX icon
19
VanEck Gold Miners ETF
GDX
$22.2B
$7.01M 0.37%
279,630
+156,534
+127% +$4.16M
TRIB
20
Trinity Biotech
TRIB
$8.64M
$6.29M 0.33%
1,928
+667
+53% +$1.95M
SAVE
21
DELISTED
Spirit Airlines, Inc.
SAVE
$6.06M 0.32%
176,879
+138,237
+358% +$4.58M
IBB icon
22
iShares Biotechnology ETF
IBB
$9.51B
$6.05M 0.32%
86,646
-142,050
-62% -$9.31M
XLI icon
23
State Street Industrial Select Sector SPDR ETF
XLI
$32.7B
$6.04M 0.32%
130,358
+37,979
+41% +$1.72M
DLX icon
24
Deluxe
DLX
$1.26B
$5.85M 0.31%
140,345
+12,474
+10% +$501K
PTRY
25
DELISTED
PANTRY INC (THE)
PTRY
$5.69M 0.3%
513,887
+97,250
+23% +$1.16M
1
2 3 4 5

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Whitebox Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Whitebox Advisors held 458 positions worth $1.9B, down 0.45% from $1.91B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Whitebox Advisors withdrew a net $638M in Q3 2013, closing 112 positions and reducing 63 holdings. Its most notable exit was THE NEWS CORPORATION LTD CL-B, an estimated $36M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Whitebox Advisors opened a new position in Twenty-First Century Fox, Inc. Class B worth $36.6M.

  • Whitebox Advisors's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 1,096,042 shares worth $36.6M.
  • Whitebox Advisors added most to Apple in Q3 2013, an estimated $9.93M increase.
  • Whitebox Advisors's biggest Q3 2013 reduction was DELL INC, cutting an estimated $10.2M.
  • Whitebox Advisors fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $36M.
  • Whitebox Advisors's ten largest holdings make up 38% of its $1.9B portfolio in Q3 2013.
  • Whitebox Advisors opened 89 new positions and closed 112 in Q3 2013.
  • Whitebox Advisors's portfolio value fell 0.45% quarter-over-quarter to $1.9B.

Based on Whitebox Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.