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Whitebox Advisors Portfolio holdings

AUM $8.12B
1-Year Est. Return 15.85%
This Fund
S&P 500
This Quarter Est. Return
-4.87%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.53B
AUM Growth
+$136M
Cap. Flow
+$214M
Cap. Flow %
8.45%
Top 10 Hldgs %
72.65%
Holding
99
New
19
Increased
7
Reduced
10
Closed
23

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$488M
2
YHOO
Yahoo Inc
YHOO
+$27.4M
3
KEG
Key Energy Services, Inc. Common Stock
KEG
+$20.9M
4
NXPI icon
NXP Semiconductors
NXPI
+$20.4M
5
CAB
Cabela's Inc
CAB
+$15.4M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$23.9M
2
TWO
Two Harbors Investment
TWO
+$20.8M
3
IVR icon
Invesco Mortgage Capital
IVR
+$20.4M
4
ARR
Armour Residential REIT
ARR
+$18.5M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$12M

Sector Composition

Rank Sector Weight
1 Energy 16.74%
2 Technology 3.53%
3 Real Estate 0.88%
4 Industrials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$639M 25.24%
2,860,000
-1,746,400
-38% -$382M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$425M 16.77%
1,900,000
+1,700,000
+850% +$371M
OEF icon
3
PUT
iShares S&P 100 ETF
OEF
$19.8B
$216M 8.52%
+1,600,000
New +$155M
YHOO
4
DELISTED
Yahoo Inc
YHOO
$191M 7.53%
4,932,603
+667,941
+16% +$27.4M
PARR icon
5
Par Pacific Holdings
PARR
$3.97B
$104M 4.11%
7,157,688
-836,649
-10% -$11.9M
BAS
6
DELISTED
Basis Energy Services, Inc.
BAS
$63.6M 2.51%
+1,798,813
New +$488M
HPE icon
7
Hewlett Packard
HPE
$60.4B
$53.6M 2.12%
3,984,719
+875,763
+28% +$11.7M
GDX icon
8
PUT
VanEck Gold Miners ETF
GDX
$22.7B
$33.4M 1.32%
+1,000,000
New +$22.2M
IOC
9
DELISTED
Interoil Corporation
IOC
$30.4M 1.2%
637,971
+36,729
+6% +$1.79M
YHOO
10
PUT
DELISTED
Yahoo Inc
YHOO
$29M 1.14%
750,000
– –
MTGE
11
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$22.2M 0.88%
1,414,713
-725,672
-34% -$12M
KEG
12
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$20.9M 0.83%
+657,085
New +$20.9M
NXPI icon
13
NXP Semiconductors
NXPI
$65.4B
$20.1M 0.79%
+205,000
New +$20.4M
SAEX
14
DELISTED
SAExploration Holdings, Inc.
SAEX
$19M 0.75%
130,452
– –
XNTK icon
15
PUT
State Street SPDR NYSE Technology ETF
XNTK
$2B
$16.9M 0.67%
500,000
– –
CAB
16
DELISTED
Cabela's Inc
CAB
$14.5M 0.57%
+247,470
New +$15.4M
ACAS
17
DELISTED
American Capital Ltd
ACAS
$11.3M 0.45%
631,357
– –
BABA icon
18
PUT
Alibaba
BABA
$276B
$10.8M 0.42%
122,500
– –
DELL icon
19
Dell
DELL
$253B
$10.6M 0.42%
686,650
– –
RAI
20
DELISTED
Reynolds American Inc
RAI
$10.3M 0.41%
+184,000
New +$9.76M
LVLT
21
DELISTED
Level 3 Communications Inc
LVLT
$10.3M 0.41%
+182,695
New +$9.65M
ARCH
22
DELISTED
Arch Resources, Inc.
ARCH
$8.75M 0.35%
+112,070
New +$8.48M
SINA
23
DELISTED
Sina Corp
SINA
$8.19M 0.32%
134,706
+5,706
+4% +$409K
ALLY icon
24
Ally Financial
ALLY
$13.4B
$7.56M 0.3%
397,550
-100,000
-20% -$1.92M
CLF icon
25
Cleveland-Cliffs
CLF
$6.84B
$6.77M 0.27%
804,492
+391,383
+95% +$2.95M
1
2 3

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Whitebox Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Whitebox Advisors held 99 positions worth $2.53B, up 5.7% from $2.4B the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Whitebox Advisors deployed $214M of net new capital in Q4 2016, opening 19 new positions and adding to 7 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 1,798,813 shares worth $63.6M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 13% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was MTGE Investment Corp. Common Stock, an estimated $12M trimmed.

  • Whitebox Advisors's largest Q4 2016 buy was Basis Energy Services, Inc.: 1,798,813 shares worth $63.6M.
  • Whitebox Advisors added most to Yahoo Inc in Q4 2016, an estimated $27.4M increase.
  • Whitebox Advisors's biggest Q4 2016 reduction was MTGE Investment Corp. Common Stock, cutting an estimated $12M.
  • Whitebox Advisors fully exited St Jude Medical in Q4 2016, selling an estimated $23.9M.
  • Whitebox Advisors's ten largest holdings make up 73% of its $2.53B portfolio in Q4 2016.
  • Whitebox Advisors opened 19 new positions and closed 23 in Q4 2016.
  • Whitebox Advisors's portfolio value rose 5.7% quarter-over-quarter to $2.53B.

Based on Whitebox Advisors's 13F filing for Q4 2016, filed 30 Jan 2017.