Whitebox Advisors’s iShares S&P 100 ETF OEF Stock Holding History

Whitebox Advisors’s Portfolio OEF Stock Details OEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-400,000	Closed	-$60.7M	–	102
2018 Q1	$60.7M	Buy	400,000 +150,000	+60%	+$18.2M	1.8%	9
2017 Q4	$38.1M	Buy	+250,000	New	+$28.8M	1.07%	19
2017 Q3	–	Sell	-500,000	Closed	-$70.5M	–	100
2017 Q2	$70.5M	Sell	500,000 -100,000	-17%	-$10.6M	2.84%	9
2017 Q1	$82.5M	Sell	600,000 -1,000,000	-63%	-$103M	3.18%	6
2016 Q4	$216M	Buy	+1,600,000	New	+$155M	8.52%	3
2016 Q3	–	Sell	-1,850,000	Closed	-$152M	–	87
2016 Q2	$152M	Buy	1,850,000 +150,000	+9%	+$13.8M	4.02%	3
2016 Q1	$188M	Sell	1,700,000 -50,000	-3%	-$4.36M	5.49%	3
2015 Q4	$197M	Buy	1,750,000 +1,728,000	+7,855%	+$158M	5.37%	3
2015 Q3	$20.4M	Buy	22,000 +4,250	+24%	+$381K	0.91%	25
2015 Q2	$10.3M	Buy	+17,750	New	+$1.64M	0.45%	44
2015 Q1	–	Sell	-450	Closed	-$148K	–	417
2014 Q4	$148K	Sell	450 -5,550	-93%	-$497K	0.01%	349
2014 Q3	$366K	Buy	+6,000	New	+$528K	0.01%	344

Other funds holding OEF

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jones Financial Companies

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCS Capital Management Boston, Massachusetts $9.44B AUM 18.1% 1-Year Est. Return

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Meristem Family Wealth Minnetonka, Minnesota $925M AUM 14.15% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return