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Whitebox Advisors Portfolio holdings
AUM
$8.12B
1-Year Est. Return
15.85%
This Fund
S&P 500
This Quarter
Est. Return
+3.68%
1 Year Est. Return
+15.85%
3 Year Est. Return
+25.69%
5 Year Est. Return
+33.73%
10 Year Est. Return
+176.02%
AUM
$2.4B
AUM Growth
-$1.38B
(-37%)
Cap. Flow
-$2.01B
Cap. Flow
% of AUM
-83.75%
Top 10 Holdings %
Top 10 Hldgs %
68.53%
Holding
97
New
15
Increased
11
Reduced
10
Closed
18
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
YHOO
Yahoo Inc
YHOO
|
+$57.8M |
| 2 |
SAEX
SAExploration Holdings, Inc.
SAEX
|
+$40.6M |
| 3 |
Hewlett Packard
HPE
|
+$18.6M |
| 4 |
IOC
Interoil Corporation
IOC
|
+$14.9M |
| 5 |
Invesco Mortgage Capital
IVR
|
+$9.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EMC
EMC CORPORATION
EMC
|
+$52M |
| 2 |
TWO
Two Harbors Investment
TWO
|
+$21.1M |
| 3 |
ODP
ODP
ODP
|
+$12M |
| 4 |
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
|
+$9.33M |
| 5 |
Ally Financial
ALLY
|
+$7.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 13.45% |
| 2 | Real Estate | 4.4% |
| 3 | Technology | 2.1% |
| 4 | Healthcare | 1.69% |
| 5 | Financials | 0.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
| $996M | 41.56% |
4,606,400
-2,411,500
| -34% | -$521M |
|
|
YHOO
2
DELISTED
Yahoo Inc
YHOO
| $184M | 7.67% |
4,264,662
+1,409,500
| +49% | +$57.8M |
|
3
Par Pacific Holdings
PARR
$3.97B
| $105M | 4.36% |
7,994,337
+148,314
| +2% | +$2.07M |
|
|
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
| $43.3M | 1.8% |
200,000
-3,350,000
| -94% | -$724M |
|
|
5
Hewlett Packard
HPE
$60.4B
| $41.1M | 1.71% |
3,108,956
+1,509,999
| +94% | +$18.6M |
|
|
MTGE
6
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $36.8M | 1.53% |
2,140,385
| – | – |
|
|
YHOO
7
PUT
DELISTED
Yahoo Inc
YHOO
| $32.3M | 1.35% |
750,000
| – | – |
|
|
IOC
8
DELISTED
Interoil Corporation
IOC
| $30.6M | 1.28% |
601,242
+303,675
| +102% | +$14.9M |
|
|
STJ
9
DELISTED
St Jude Medical
STJ
| $23.9M | 1% |
299,674
+109,599
| +58% | +$8.85M |
|
|
SAEX
10
DELISTED
SAExploration Holdings, Inc.
SAEX
| $21.4M | 0.89% |
+130,452
| New | +$40.6M |
|
|
TWO
11
Two Harbors Investment
TWO
$1.27B
| $20.8M | 0.87% |
305,010
-299,174
| -50% | -$21.1M |
|
|
12
Invesco Mortgage Capital
IVR
$769M
| $20.4M | 0.85% |
134,105
+65,850
| +96% | +$9.89M |
|
|
ARR
13
Armour Residential REIT
ARR
$2.32B
| $18.5M | 0.77% |
163,952
+10,587
| +7% | +$1.15M |
|
14
PUT
State Street SPDR NYSE Technology ETF
XNTK
$2B
| $17M | 0.71% |
500,000
| – | – |
|
15
PUT
Alibaba
BABA
$276B
| $13M | 0.54% |
+122,500
| New | +$11.4M |
|
|
AGN
16
DELISTED
Allergan plc
AGN
| $11.2M | 0.47% |
48,699
-2,150
| -4% | -$525K |
|
|
ACAS
17
DELISTED
American Capital Ltd
ACAS
| $10.7M | 0.45% |
631,357
+14,000
| +2% | +$232K |
|
|
18
Ally Financial
ALLY
$13.4B
| $9.69M | 0.4% |
497,550
-392,900
| -44% | -$7.3M |
|
|
SINA
19
DELISTED
Sina Corp
SINA
| $9.52M | 0.4% |
+129,000
| New | +$8.54M |
|
20
Dell
DELL
$253B
| $9.21M | 0.38% |
+686,650
| New | +$9.33M |
|
21
CALL
American Airlines Group
AAL
$10.2B
| $9.15M | 0.38% |
250,000
| – | – |
|
22
Ryanair
RYAAY
$31B
| $8.46M | 0.35% |
+281,790
| New | +$8.18M |
|
|
RAD
23
DELISTED
Rite Aid Corporation
RAD
| $8.29M | 0.35% |
+53,899
| New | +$8.04M |
|
24
PUT
Gaming and Leisure Properties
GLPI
$13B
| $7.36M | 0.31% |
220,000
| – | – |
|
|
RYAM.PRA
25
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
| $6.29M | 0.26% |
+60,000
| New | +$5.77M |
|
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Whitebox Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Whitebox Advisors held 97 positions worth $2.4B, down 37% from $3.78B the previous quarter. Its ten largest holdings account for 69% of the portfolio.
Whitebox Advisors withdrew a net $2.01B in Q3 2016, closing 18 positions and reducing 10 holdings. Its most notable exit was EMC CORPORATION, an estimated $52M position sold in full.
By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 6.5% a quarter earlier, followed by Real Estate and Technology.
Against the trend, Whitebox Advisors opened a new position in SAExploration Holdings, Inc. worth $21.4M.
- Whitebox Advisors's largest Q3 2016 buy was SAExploration Holdings, Inc.: 130,452 shares worth $21.4M.
- Whitebox Advisors added most to Yahoo Inc in Q3 2016, an estimated $57.8M increase.
- Whitebox Advisors's biggest Q3 2016 reduction was Two Harbors Investment, cutting an estimated $21.1M.
- Whitebox Advisors fully exited EMC CORPORATION in Q3 2016, selling an estimated $52M.
- Whitebox Advisors's ten largest holdings make up 69% of its $2.4B portfolio in Q3 2016.
- Whitebox Advisors opened 15 new positions and closed 18 in Q3 2016.
- Whitebox Advisors's portfolio value fell 37% quarter-over-quarter to $2.4B.
Based on Whitebox Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.