Whitebox Advisors’s Humana HUM Stock Holding History

Whitebox Advisors’s Portfolio HUM Stock Details HUM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-35,007	Closed	-$6.3M	–	85
2016 Q2	$6.3M	Sell	35,007 -140,500	-80%	-$25M	0.17%	52
2016 Q1	$32.1M	Sell	175,507 -75,000	-30%	-$13M	0.94%	15
2015 Q4	$44.7M	Buy	250,507 +184,940	+282%	+$32.5M	1.22%	14
2015 Q3	$11.7M	Buy	+65,567	New	+$12.1M	0.52%	45
2014 Q1	–	Sell	-10,729	Closed	-$1.11M	–	428
2013 Q4	$1.11M	Sell	10,729 -7,413	-41%	-$726K	0.05%	262
2013 Q3	$1.69M	Buy	18,142 +9,459	+109%	+$868K	0.09%	165
2013 Q2	$733K	Buy	+8,683	New	+$685K	0.04%	246

Other funds holding HUM

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

GCM

Glenview Capital Management New York $5.49B AUM 46.89% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Whitebox Advisors's HUM Position: Q3 2016 in Review

Whitebox Advisors sold out of Humana (HUM) in Q3 2016, closing a stake of 35,007 shares — an estimated $6.3M sold.

Whitebox Advisors first reported a position in HUM in Q2 2013 and held it in 7 quarters. The position peaked at $44.7M in Q4 2015. 571 funds tracked by Wall St. Rank hold HUM as of Q3 2016.

Whitebox Advisors reported no remaining Humana position as of Q3 2016 after selling out during the quarter.
Whitebox Advisors sold 35,007 Humana shares in Q3 2016, an estimated $6.3M.
Whitebox Advisors first reported a position in Humana in Q2 2013 and held it in 7 quarters.
Whitebox Advisors's Humana position peaked at $44.7M in Q4 2015.
571 funds tracked by Wall St. Rank held Humana as of Q3 2016.

Based on Whitebox Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.