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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.42B
AUM Growth
+$149M
Cap. Flow
+$1.19M
Cap. Flow %
0.08%
Top 10 Hldgs %
31.48%
Holding
524
New
60
Increased
169
Reduced
191
Closed
36

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
ARKK icon
ARK Innovation ETF
ARKK
+$13.5M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$10.1M
4
ARKW icon
ARK Web x.0 ETF
ARKW
+$8.08M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.41M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$52.7M
2
DUK icon
Duke Energy
DUK
+$6.22M
3
CMI icon
Cummins
CMI
+$5.28M
4
PM icon
Philip Morris
PM
+$4.46M
5
IHF icon
iShares US Healthcare Providers ETF
IHF
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.54%
2 Financials 9.07%
3 Healthcare 7.32%
4 Energy 5.9%
5 Communication Services 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOX icon
501
Fox Class B
FOX
$20.7B
– –
-13,200
Closed -$369K
FTSM icon
502
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-4,113
Closed -$247K
GWW icon
503
W.W. Grainger
GWW
$65.3B
– –
-831
Closed -$296K
KTOS icon
504
Kratos Defense & Security Solutions
KTOS
$8.88B
– –
-115,075
Closed -$2.22M
KWEB icon
505
KraneShares CSI China Internet ETF
KWEB
$5.2B
– –
-3,500
Closed -$239K
NET icon
506
Cloudflare
NET
$93B
– –
-5,500
Closed -$226K
OIA icon
507
Invesco Municipal Income Opportunities Trust
OIA
$295M
– –
-10,221
Closed -$75K
PHM icon
508
Pultegroup
PHM
$24.5B
– –
-7,500
Closed -$347K
RYAAY icon
509
Ryanair
RYAAY
$29.5B
– –
-64,210
Closed -$2.1M
SBR
510
Sabine Royalty Trust
SBR
$1.08B
– –
-11,700
Closed -$340K
SDS icon
511
ProShares UltraShort S&P500
SDS
$406M
– –
-1,356
Closed -$541K
SHY icon
512
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-4,836
Closed -$418K
SPGI icon
513
S&P Global
SPGI
$126B
– –
-2,047
Closed -$738K
SPMB icon
514
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.96B
– –
-13,545
Closed -$361K
WATT icon
515
Energous
WATT
$80.3M
– –
-164
Closed -$290K
WBA
516
DELISTED
Walgreens Boots Alliance
WBA
– –
-21,840
Closed -$784K
XLP icon
517
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-3,788
Closed -$243K
XLU icon
518
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
– –
-34,504
Closed -$1.02M
XTN icon
519
State Street SPDR S&P Transportation ETF
XTN
$403M
– –
-5,130
Closed -$298K
TWTR
520
DELISTED
Twitter, Inc.
TWTR
– –
-6,894
Closed -$307K
KSU
521
DELISTED
Kansas City Southern
KSU
– –
-1,591
Closed -$288K
17 18 19 20
21

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A
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GA
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NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q4 2020 Portfolio in Review

As of Q4 2020, USCA RIA held 524 positions worth $1.42B, up 12% from $1.28B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

USCA RIA's Q4 2020 filing shows 60 new, 169 increased, 191 reduced and 36 closed positions. Its largest new stake was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M. The largest sale was Invesco QQQ Trust, an estimated $52.7M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • USCA RIA's largest Q4 2020 buy was iShares Russell 2000 Value ETF: 19,375 shares worth $2.55M.
  • USCA RIA added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $14.3M increase.
  • USCA RIA's biggest Q4 2020 reduction was Invesco QQQ Trust, cutting an estimated $52.7M.
  • USCA RIA fully exited Kratos Defense & Security Solutions in Q4 2020, selling an estimated $2.22M.
  • USCA RIA's ten largest holdings make up 31% of its $1.42B portfolio in Q4 2020.
  • USCA RIA opened 60 new positions and closed 36 in Q4 2020.
  • USCA RIA's portfolio value rose 12% quarter-over-quarter to $1.42B.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.