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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$604M
AUM Growth
+$8.45M
Cap. Flow
-$2.32M
Cap. Flow %
-0.38%
Top 10 Hldgs %
22.43%
Holding
403
New
39
Increased
149
Reduced
118
Closed
29

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$34.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.8M
3
TGT icon
Target
TGT
+$2.96M
4
MCD icon
McDonald's
MCD
+$2.46M
5
CAH icon
Cardinal Health
CAH
+$2.26M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$19.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.64M
4
ABBV icon
AbbVie
ABBV
+$4.73M
5
QCOM icon
Qualcomm
QCOM
+$3.07M

Sector Composition

Rank Sector Weight
1 Technology 10.27%
2 Energy 9.72%
3 Financials 9.21%
4 Consumer Staples 8.44%
5 Industrials 8.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$34.7M 5.75%
656,076
+646,506
+6,756% +$34.2M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$22M 3.65%
195,794
-67,989
-26% -$7.64M
EPD icon
3
Enterprise Products Partners
EPD
$83.6B
$14.1M 2.33%
510,058
+2,315
+0.5% +$64K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$12.5M 2.07%
57,791
+26,831
+87% +$5.8M
MSFT icon
5
Microsoft
MSFT
$2.96T
$10.5M 1.74%
181,895
+4,108
+2% +$232K
XOM icon
6
ExxonMobil
XOM
$625B
$9.23M 1.53%
105,722
-2,180
-2% -$193K
CSCO icon
7
Cisco
CSCO
$438B
$8.94M 1.48%
281,902
-19,289
-6% -$593K
PFE icon
8
Pfizer
PFE
$142B
$8.91M 1.48%
277,345
-11,020
-4% -$368K
INTC icon
9
Intel
INTC
$530B
$7.28M 1.21%
192,781
-64,839
-25% -$2.3M
WMT icon
10
Walmart Inc
WMT
$875B
$7.24M 1.2%
301,335
+5,664
+2% +$137K
LQD icon
11
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.9B
$6.71M 1.11%
54,435
-921
-2% -$113K
MO icon
12
Altria Group
MO
$122B
$6.35M 1.05%
100,479
-14,523
-13% -$965K
DD icon
13
DuPont de Nemours
DD
$18.8B
$6.28M 1.04%
47,812
+1,205
+3% +$161K
MAIN icon
14
Main Street Capital
MAIN
$5.1B
$5.83M 0.97%
169,695
-30
-0% -$1.01K
GM icon
15
General Motors
GM
$72.1B
$5.51M 0.91%
173,404
-1,517
-0.9% -$47.4K
MRK icon
16
Merck
MRK
$310B
$5.29M 0.88%
88,890
-3,444
-4% -$201K
JNJ icon
17
Johnson & Johnson
JNJ
$600B
$5.18M 0.86%
43,867
-17,387
-28% -$2.11M
IWF icon
18
iShares Russell 1000 Growth ETF
IWF
$125B
$5M 0.83%
192,112
-1,928
-1% -$50.1K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.06T
$4.93M 0.82%
34,136
+113
+0.3% +$16.5K
QCOM icon
20
Qualcomm
QCOM
$183B
$4.92M 0.82%
71,884
-50,538
-41% -$3.07M
IBM icon
21
IBM
IBM
$199B
$4.9M 0.81%
32,244
+2,189
+7% +$332K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$4.25T
$4.8M 0.79%
123,420
-1,080
-0.9% -$41K
AAPL icon
23
Apple
AAPL
$4.82T
$4.68M 0.77%
165,476
-53,832
-25% -$1.42M
MCD icon
24
McDonald's
MCD
$188B
$4.59M 0.76%
39,771
+20,764
+109% +$2.46M
VZ icon
25
Verizon
VZ
$181B
$4.5M 0.75%
86,632
+31,690
+58% +$1.7M
1
2 3 4 5

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GA
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NNP
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JJIJ
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USCA RIA's Q3 2016 Portfolio in Review

As of Q3 2016, USCA RIA held 403 positions worth $604M, up 1.4% from $595M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

USCA RIA's Q3 2016 filing shows 39 new, 149 increased, 118 reduced and 29 closed positions. Its largest new stake was US Bancorp: 48,412 shares worth $2.08M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $19.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Energy and Financials.

  • USCA RIA's largest Q3 2016 buy was US Bancorp: 48,412 shares worth $2.08M.
  • USCA RIA added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2016, an estimated $34.2M increase.
  • USCA RIA's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $19.4M.
  • USCA RIA fully exited iShares 10-20 Year Treasury Bond ETF in Q3 2016, selling an estimated $19.1M.
  • USCA RIA's ten largest holdings make up 22% of its $604M portfolio in Q3 2016.
  • USCA RIA opened 39 new positions and closed 29 in Q3 2016.
  • USCA RIA's portfolio value rose 1.4% quarter-over-quarter to $604M.

Based on USCA RIA's 13F filing for Q3 2016, filed 15 Nov 2016.