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USCA RIA Portfolio holdings

AUM $1.65B Turnover 14.72%
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+3.63%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$682M
AUM Growth
+$32.2M
Cap. Flow
+$13.6M
Cap. Flow %
1.99%
Top 10 Hldgs %
17.12%
Holding
429
New
53
Increased
164
Reduced
132
Closed
34
Avg Time Held
2 years
Top 10 Avg Time Held
1.4 years
Top 20 Avg Time Held
1.4 years

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$2.71M
2
CVS icon
CVS Health
CVS
+$2.56M
3
IBMF
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
+$2.36M
4
MCD icon
McDonald's
MCD
+$2.22M
5
BLK icon
Blackrock
BLK
+$2.18M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$25.7M
2
DD icon
DuPont de Nemours
DD
+$3.02M
3
DUK icon
Duke Energy
DUK
+$2.87M
4
EXC icon
Exelon
EXC
+$2.77M
5
BG icon
Bunge Global
BG
+$2.75M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.62%
2 Technology 11.69%
3 Financials 11.1%
4 Energy 10.79%
5 Healthcare 9.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$20.9M 3.07%
192,977
-2,542
-1% -$275K
2014 Q3
10 quarters
EPD icon
2
Enterprise Products Partners
EPD
$78.8B
$14M 2.05%
505,890
+5,076
+1% +$142K
2013 Q2
15 quarters
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$13.2M 1.94%
56,060
-1,252
-2% -$291K
2013 Q2
15 quarters
MSFT icon
4
Microsoft
MSFT
$3.91T
$11.7M 1.71%
177,514
+9,588
+6% +$614K
2013 Q2
15 quarters
CSCO icon
5
Cisco
CSCO
$423B
$11.5M 1.69%
340,124
+20,967
+7% +$680K
2013 Q2
15 quarters
PFE icon
6
Pfizer
PFE
$168B
$11.4M 1.67%
349,855
+57,434
+20% +$1.81M
2013 Q2
15 quarters
WMT icon
7
Walmart Inc
WMT
$943B
$8.65M 1.27%
360,183
+54,774
+18% +$1.26M
2013 Q2
15 quarters
ABBV icon
8
AbbVie
ABBV
$505B
$8.57M 1.26%
131,584
+9,379
+8% +$590K
2013 Q2
15 quarters
HPQ icon
9
HP
HPQ
$26.9B
$8.47M 1.24%
473,639
+100,031
+27% +$1.62M
2015 Q3
6 quarters
XOM icon
10
ExxonMobil
XOM
$733B
$8.37M 1.23%
102,108
-3,157
-3% -$264K
2013 Q2
15 quarters
INTC icon
11
Intel
INTC
$475B
$7.8M 1.14%
216,351
+30,657
+17% +$1.11M
2013 Q2
15 quarters
QCOM icon
12
Qualcomm
QCOM
$184B
$7.52M 1.1%
131,222
+21,727
+20% +$1.26M
2013 Q2
15 quarters
MCD icon
13
McDonald's
MCD
$172B
$7.39M 1.08%
56,986
+17,678
+45% +$2.22M
2013 Q2
15 quarters
GM icon
14
General Motors
GM
$73.4B
$7.12M 1.04%
201,429
+15,186
+8% +$555K
2013 Q4
13 quarters
CMI icon
15
Cummins
CMI
$73.3B
$7.08M 1.04%
46,830
-6,206
-12% -$919K
2013 Q2
15 quarters
LQD icon
16
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$6.63M 0.97%
56,260
+867
+2% +$102K
2014 Q1
12 quarters
MAIN icon
17
Main Street Capital
MAIN
$5.01B
$6.27M 0.92%
163,747
-2,137
-1% -$78.9K
2013 Q2
15 quarters
AAPL icon
18
Apple
AAPL
$4.97T
$6.23M 0.91%
173,388
+2,808
+2% +$92.5K
2013 Q2
15 quarters
JNJ icon
19
Johnson & Johnson
JNJ
$615B
$6.18M 0.91%
49,607
+2,244
+5% +$268K
2013 Q2
15 quarters
IBM icon
20
IBM
IBM
$218B
$6.11M 0.9%
36,669
-5,015
-12% -$841K
2015 Q1
8 quarters
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.13T
$6.08M 0.89%
36,451
+3,880
+12% +$649K
2013 Q2
15 quarters
GOOG icon
22
Alphabet (Google) Class C
GOOG
$4.11T
$5.94M 0.87%
143,220
+21,540
+18% +$884K
2013 Q2
15 quarters
T icon
23
AT&T
T
$162B
$5.76M 0.85%
183,649
+18,129
+11% +$571K
2013 Q2
15 quarters
MO icon
24
Altria Group
MO
$125B
$5.73M 0.84%
80,205
-18,232
-19% -$1.32M
2013 Q2
15 quarters
GIS icon
25
General Mills
GIS
$17.5B
$5.53M 0.81%
93,730
+23,175
+33% +$1.42M
2014 Q4
9 quarters
1
2 3 4 5

Similar funds

A
AdvicePeriod Los Angeles, California $1.54B AUM 29.32% 1-Year Est. Return
GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q1 2017 Portfolio in Review

As of Q1 2017, USCA RIA held 429 positions worth $682M, up 5% from $650M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

USCA RIA's Q1 2017 filing shows 53 new, 164 increased, 132 reduced and 34 closed positions. Its largest new stake was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $25.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • USCA RIA's largest Q1 2017 buy was iShares iBonds Sep 2017 Term Muni Bond ETF: 86,696 shares worth $2.36M.
  • USCA RIA added most to Gilead Sciences in Q1 2017, an estimated $2.71M increase.
  • USCA RIA's biggest Q1 2017 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $25.7M.
  • USCA RIA fully exited Bunge Global in Q1 2017, selling an estimated $2.75M.
  • USCA RIA's ten largest holdings make up 17% of its $682M portfolio in Q1 2017.
  • USCA RIA opened 53 new positions and closed 34 in Q1 2017.
  • USCA RIA's portfolio value rose 5% quarter-over-quarter to $682M.

Based on USCA RIA's 13F filing for Q1 2017, filed 1 May 2017.