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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
-0.36%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$29.9M
Cap. Flow
+$33.8M
Cap. Flow %
10.29%
Top 10 Hldgs %
20.85%
Holding
352
New
62
Increased
161
Reduced
67
Closed
28

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$2.15M
2
OXY icon
Occidental Petroleum
OXY
+$1.71M
3
COP icon
ConocoPhillips
COP
+$1.66M
4
EXC icon
Exelon
EXC
+$1.58M
5
CSCO icon
Cisco
CSCO
+$1.39M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$2.14M
2
MSFT icon
Microsoft
MSFT
+$1.29M
3
LLY icon
Eli Lilly
LLY
+$1.2M
4
HBI
Hanesbrands
HBI
+$1.15M
5
WBA
Walgreens Boots Alliance
WBA
+$1.1M

Sector Composition

Rank Sector Weight
1 Energy 26.88%
2 Industrials 9.16%
3 Technology 8.86%
4 Consumer Staples 8.22%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
1
Enterprise Products Partners
EPD
$83.6B
$23M 7%
570,116
+2,936
+0.5% +$115K
MAIN icon
2
Main Street Capital
MAIN
$5.1B
$5.61M 1.71%
183,080
-4,328
-2% -$138K
PAA icon
3
Plains All American Pipeline
PAA
$17B
$5.38M 1.64%
91,416
+6,043
+7% +$354K
GE icon
4
GE Aerospace
GE
$356B
$5.32M 1.62%
43,333
+6,581
+18% +$820K
XOM icon
5
ExxonMobil
XOM
$625B
$5.29M 1.61%
56,192
+767
+1% +$76.4K
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.25T
$5.06M 1.54%
174,137
+17,047
+11% +$493K
MO icon
7
Altria Group
MO
$122B
$4.96M 1.51%
107,967
+14,766
+16% +$633K
EQM
8
DELISTED
EQM Midstream Partners, LP
EQM
$4.91M 1.49%
54,737
+2,342
+4% +$215K
MSFT icon
9
Microsoft
MSFT
$2.96T
$4.53M 1.38%
97,676
-28,991
-23% -$1.29M
PFE icon
10
Pfizer
PFE
$142B
$4.39M 1.34%
156,393
+31,102
+25% +$873K
CSCO icon
11
Cisco
CSCO
$438B
$4.38M 1.34%
174,178
+55,228
+46% +$1.39M
T icon
12
AT&T
T
$153B
$4.37M 1.33%
164,229
+18,224
+12% +$485K
WMT icon
13
Walmart Inc
WMT
$876B
$3.92M 1.19%
153,735
-7,500
-5% -$189K
ABBV icon
14
AbbVie
ABBV
$451B
$3.81M 1.16%
66,001
+6,573
+11% +$365K
GTE icon
15
Gran Tierra Energy
GTE
$242M
$3.67M 1.12%
66,285
-950
-1% -$63.2K
AAPL icon
16
Apple
AAPL
$4.83T
$3.48M 1.06%
138,032
+5,492
+4% +$135K
JNJ icon
17
Johnson & Johnson
JNJ
$600B
$3.28M 1%
30,772
+1,456
+5% +$151K
PM icon
18
Philip Morris
PM
$297B
$3.26M 0.99%
39,087
+694
+2% +$58.7K
KMP
19
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.25M 0.99%
34,829
+1,670
+5% +$149K
MMP
20
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.01M 0.92%
35,798
– –
CVX icon
21
Chevron
CVX
$378B
$2.92M 0.89%
24,501
+4,440
+22% +$567K
F icon
22
Ford
F
$57.3B
$2.92M 0.89%
197,436
+50,470
+34% +$862K
STX icon
23
Seagate
STX
$203B
$2.9M 0.88%
50,657
+10,965
+28% +$649K
GM icon
24
General Motors
GM
$72B
$2.9M 0.88%
90,693
+11,964
+15% +$417K
PG icon
25
Procter & Gamble
PG
$343B
$2.89M 0.88%
34,535
-1,342
-4% -$110K
1
2 3 4 5

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A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
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NIA
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USCA RIA's Q3 2014 Portfolio in Review

As of Q3 2014, USCA RIA held 352 positions worth $328M, up 10% from $298M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

USCA RIA deployed $33.8M of net new capital in Q3 2014, opening 62 new positions and adding to 161 existing holdings. Its largest new stake was Lowe's Companies: 23,766 shares worth $1.26M.

By sector, the portfolio is most concentrated in Energy at 27% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Intel, an estimated $2.14M trimmed.

  • USCA RIA's largest Q3 2014 buy was Lowe's Companies: 23,766 shares worth $1.26M.
  • USCA RIA added most to Target in Q3 2014, an estimated $2.15M increase.
  • USCA RIA's biggest Q3 2014 reduction was Intel, cutting an estimated $2.14M.
  • USCA RIA fully exited Eli Lilly in Q3 2014, selling an estimated $1.2M.
  • USCA RIA's ten largest holdings make up 21% of its $328M portfolio in Q3 2014.
  • USCA RIA opened 62 new positions and closed 28 in Q3 2014.
  • USCA RIA's portfolio value rose 10% quarter-over-quarter to $328M.

Based on USCA RIA's 13F filing for Q3 2014, filed 14 Nov 2014.