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USCA RIA

USCA RIA Portfolio holdings

AUM $1.65B Turnover 14.72%
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.79%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20
Avg Time Held
2.5 years
Top 10 Avg Time Held
1.8 years
Top 20 Avg Time Held
1.7 years

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.73%
2 Financials 12.6%
3 Technology 11.11%
4 Healthcare 9.59%
5 Consumer Staples 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$140B
$20.6M 2.1%
195,294
-29,126
-13% -$3.09M
2014 Q3
16 quarters
MSFT icon
2
Microsoft
MSFT
$3.94T
$17M 1.73%
148,569
-12,538
-8% -$1.36M
2013 Q2
21 quarters
T icon
3
AT&T
T
$146B
$15.8M 1.61%
624,913
+62,340
+11% +$1.53M
2013 Q2
21 quarters
EPD icon
4
Enterprise Products Partners
EPD
$79.9B
$14.5M 1.48%
505,578
+20,397
+4% +$589K
2013 Q2
21 quarters
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$14.2M 1.44%
48,787
-5,453
-10% -$1.55M
2013 Q2
21 quarters
AAPL icon
6
Apple
AAPL
$4.98T
$12.9M 1.31%
227,896
+9,908
+5% +$516K
2013 Q2
21 quarters
MAIN icon
7
Main Street Capital
MAIN
$5.33B
$12.3M 1.25%
319,079
-27,961
-8% -$1.11M
2013 Q2
21 quarters
PFE icon
8
Pfizer
PFE
$168B
$12.2M 1.24%
291,966
-190,067
-39% -$7.32M
2013 Q2
21 quarters
MO icon
9
Altria Group
MO
$127B
$11.8M 1.2%
195,421
+6,599
+3% +$392K
2013 Q2
21 quarters
CVS icon
10
CVS Health
CVS
$107B
$11.3M 1.15%
143,449
+106,368
+287% +$7.6M
2014 Q4
15 quarters
IBM icon
11
IBM
IBM
$232B
$10.7M 1.09%
73,854
-5,849
-7% -$817K
2015 Q1
14 quarters
GOOG icon
12
Alphabet (Google) Class C
GOOG
$3.49T
$10.4M 1.06%
174,480
+9,340
+6% +$559K
2013 Q2
21 quarters
EFA icon
13
iShares MSCI EAFE ETF
EFA
$75.6B
$10.2M 1.04%
150,342
-620
-0.4% -$41.9K
2016 Q1
10 quarters
ETN icon
14
Eaton
ETN
$133B
$9.8M 1%
112,914
+804
+0.7% +$65.8K
2013 Q2
21 quarters
CSCO icon
15
Cisco
CSCO
$370B
$9.49M 0.97%
194,979
-1,141
-0.6% -$51.3K
2013 Q2
21 quarters
PRU icon
16
Prudential Financial
PRU
$40.9B
$9.46M 0.96%
93,320
+3,153
+3% +$311K
2014 Q1
18 quarters
AMZN icon
17
Amazon
AMZN
$2.8T
$9.25M 0.94%
92,400
+9,540
+12% +$897K
2015 Q3
12 quarters
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.22T
$9.23M 0.94%
43,122
+3,478
+9% +$714K
2013 Q2
21 quarters
PG icon
19
Procter & Gamble
PG
$383B
$9.17M 0.93%
110,130
+31,071
+39% +$2.54M
2013 Q2
21 quarters
INTC icon
20
Intel
INTC
$299B
$9.06M 0.92%
191,579
+7,548
+4% +$367K
2013 Q2
21 quarters
JNJ icon
21
Johnson & Johnson
JNJ
$665B
$8.96M 0.91%
64,850
-6,105
-9% -$811K
2013 Q2
21 quarters
ABBV icon
22
AbbVie
ABBV
$515B
$8.82M 0.9%
93,289
-23,026
-20% -$2.18M
2013 Q2
21 quarters
XOM icon
23
ExxonMobil
XOM
$677B
$8.44M 0.86%
99,323
+4,500
+5% +$368K
2013 Q2
21 quarters
VZ icon
24
Verizon
VZ
$189B
$8.43M 0.86%
157,892
+6,034
+4% +$319K
2013 Q2
21 quarters
QCOM icon
25
Qualcomm
QCOM
$177B
$8.3M 0.84%
115,174
-38,114
-25% -$2.51M
2013 Q2
21 quarters
1
2 3 4 5

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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, up from 23% a quarter earlier, followed by Financials and Technology.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.