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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+5.88%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$982M
AUM Growth
+$50.8M
Cap. Flow
+$3.99M
Cap. Flow %
0.41%
Top 10 Hldgs %
14.52%
Holding
490
New
41
Increased
233
Reduced
128
Closed
20

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$7.6M
2
KMI icon
Kinder Morgan
KMI
+$5.16M
3
MET icon
MetLife
MET
+$4.23M
4
WFC icon
Wells Fargo
WFC
+$3.63M
5
OXY icon
Occidental Petroleum
OXY
+$3.22M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.32M
2
VLO icon
Valero Energy
VLO
+$7.24M
3
ADM icon
Archer Daniels Midland
ADM
+$3.77M
4
LOW icon
Lowe's Companies
LOW
+$3.74M
5
TGT icon
Target
TGT
+$3.64M

Sector Composition

Rank Sector Weight
1 Financials 12.16%
2 Technology 11.11%
3 Healthcare 9.59%
4 Consumer Staples 8.33%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
1
iShares Core US Aggregate Bond ETF
AGG
$138B
$20.6M 2.1%
195,294
-29,126
-13% -$3.09M
MSFT icon
2
Microsoft
MSFT
$2.96T
$17M 1.73%
148,569
-12,538
-8% -$1.36M
T icon
3
AT&T
T
$155B
$15.8M 1.61%
624,913
+62,340
+11% +$1.53M
EPD icon
4
Enterprise Products Partners
EPD
$83.9B
$14.5M 1.48%
505,578
+20,397
+4% +$589K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$788B
$14.2M 1.44%
48,787
-5,453
-10% -$1.55M
AAPL icon
6
Apple
AAPL
$4.81T
$12.9M 1.31%
227,896
+9,908
+5% +$516K
MAIN icon
7
Main Street Capital
MAIN
$5.05B
$12.3M 1.25%
319,079
-27,961
-8% -$1.11M
PFE icon
8
Pfizer
PFE
$142B
$12.2M 1.24%
291,966
-190,067
-39% -$7.32M
MO icon
9
Altria Group
MO
$122B
$11.8M 1.2%
195,421
+6,599
+3% +$392K
CVS icon
10
CVS Health
CVS
$141B
$11.3M 1.15%
143,449
+106,368
+287% +$7.6M
IBM icon
11
IBM
IBM
$198B
$10.7M 1.09%
73,854
-5,849
-7% -$817K
GOOG icon
12
Alphabet (Google) Class C
GOOG
$4.25T
$10.4M 1.06%
174,480
+9,340
+6% +$559K
EFA icon
13
iShares MSCI EAFE ETF
EFA
$76.9B
$10.2M 1.04%
150,342
-620
-0.4% -$41.9K
ETN icon
14
Eaton
ETN
$157B
$9.79M 1%
112,914
+804
+0.7% +$65.8K
CSCO icon
15
Cisco
CSCO
$442B
$9.49M 0.97%
194,979
-1,141
-0.6% -$51.3K
PRU icon
16
Prudential Financial
PRU
$41.1B
$9.46M 0.96%
93,320
+3,153
+3% +$311K
AMZN icon
17
Amazon
AMZN
$2.66T
$9.25M 0.94%
92,400
+9,540
+12% +$897K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.06T
$9.23M 0.94%
43,122
+3,478
+9% +$714K
PG icon
19
Procter & Gamble
PG
$345B
$9.17M 0.93%
110,130
+31,071
+39% +$2.54M
INTC icon
20
Intel
INTC
$531B
$9.06M 0.92%
191,579
+7,548
+4% +$367K
JNJ icon
21
Johnson & Johnson
JNJ
$603B
$8.96M 0.91%
64,850
-6,105
-9% -$811K
ABBV icon
22
AbbVie
ABBV
$452B
$8.82M 0.9%
93,289
-23,026
-20% -$2.18M
XOM icon
23
ExxonMobil
XOM
$627B
$8.44M 0.86%
99,323
+4,500
+5% +$368K
VZ icon
24
Verizon
VZ
$182B
$8.43M 0.86%
157,892
+6,034
+4% +$319K
QCOM icon
25
Qualcomm
QCOM
$182B
$8.3M 0.84%
115,174
-38,114
-25% -$2.51M
1
2 3 4 5

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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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USCA RIA's Q3 2018 Portfolio in Review

As of Q3 2018, USCA RIA held 490 positions worth $982M, up 5.5% from $931M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2018 filing shows 41 new, 233 increased, 128 reduced and 20 closed positions. Its largest new stake was Occidental Petroleum: 39,819 shares worth $3.27M. The largest sale was Pfizer, an estimated $7.32M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2018 buy was Occidental Petroleum: 39,819 shares worth $3.27M.
  • USCA RIA added most to CVS Health in Q3 2018, an estimated $7.6M increase.
  • USCA RIA's biggest Q3 2018 reduction was Pfizer, cutting an estimated $7.32M.
  • USCA RIA fully exited TJX Companies in Q3 2018, selling an estimated $3.19M.
  • USCA RIA's ten largest holdings make up 15% of its $982M portfolio in Q3 2018.
  • USCA RIA opened 41 new positions and closed 20 in Q3 2018.
  • USCA RIA's portfolio value rose 5.5% quarter-over-quarter to $982M.

Based on USCA RIA's 13F filing for Q3 2018, filed 2 Nov 2018.