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USCA RIA Portfolio holdings
AUM
$1.65B
1-Year Est. Return
39.8%
This Fund
S&P 500
This Quarter
Est. Return
+2.85%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$650M
AUM Growth
+$46.1M
(+7.6%)
Cap. Flow
+$32.7M
Cap. Flow
% of AUM
5.04%
Top 10 Holdings %
Top 10 Hldgs %
19.71%
Holding
417
New
43
Increased
151
Reduced
120
Closed
41
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$4.82M |
| 2 |
Cummins
CMI
|
+$4.69M |
| 3 |
HP
HPQ
|
+$3.68M |
| 4 |
Marathon Petroleum
MPC
|
+$3.47M |
| 5 |
General Mills
GIS
|
+$3.21M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$7.76M |
| 2 |
Prudential Financial
PRU
|
+$3.66M |
| 3 |
General Dynamics
GD
|
+$2.85M |
| 4 |
JPMorgan Chase
JPM
|
+$2.24M |
| 5 |
Sanofi
SNY
|
+$2.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.26% |
| 2 | Energy | 10.33% |
| 3 | Financials | 10.18% |
| 4 | Consumer Staples | 8.79% |
| 5 | Healthcare | 8.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $26.7M | 4.11% |
508,514
-147,562
| -22% | -$7.76M |
|
2
iShares Core US Aggregate Bond ETF
AGG
$138B
| $21.1M | 3.25% |
195,519
-275
| -0.1% | -$30.1K |
|
3
Enterprise Products Partners
EPD
$83.6B
| $13.5M | 2.08% |
500,814
-9,244
| -2% | -$241K |
|
4
State Street SPDR S&P 500 ETF Trust
SPY
$788B
| $12.8M | 1.97% |
57,312
-479
| -0.8% | -$105K |
|
5
Microsoft
MSFT
$2.96T
| $10.4M | 1.61% |
167,926
-13,969
| -8% | -$840K |
|
6
Cisco
CSCO
$438B
| $9.64M | 1.48% |
319,157
+37,255
| +13% | +$1.14M |
|
7
ExxonMobil
XOM
$625B
| $9.5M | 1.46% |
105,265
-457
| -0.4% | -$39.9K |
|
8
Pfizer
PFE
$142B
| $9.01M | 1.39% |
292,421
+15,076
| +5% | +$460K |
|
|
9
AbbVie
ABBV
$451B
| $7.65M | 1.18% |
122,205
+78,964
| +183% | +$4.82M |
|
10
DuPont de Nemours
DD
$18.8B
| $7.65M | 1.18% |
52,807
+4,995
| +10% | +$696K |
|
|
11
Cummins
CMI
$91.3B
| $7.25M | 1.12% |
53,036
+35,016
| +194% | +$4.69M |
|
12
Qualcomm
QCOM
$183B
| $7.14M | 1.1% |
109,495
+37,611
| +52% | +$2.53M |
|
13
Walmart Inc
WMT
$875B
| $7.04M | 1.08% |
305,409
+4,074
| +1% | +$95.1K |
|
14
Intel
INTC
$530B
| $6.74M | 1.04% |
185,694
-7,087
| -4% | -$254K |
|
15
Altria Group
MO
$122B
| $6.66M | 1.02% |
98,437
-2,042
| -2% | -$132K |
|
16
IBM
IBM
$199B
| $6.62M | 1.02% |
41,684
+9,440
| +29% | +$1.44M |
|
17
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.9B
| $6.49M | 1% |
55,393
+958
| +2% | +$114K |
|
18
General Motors
GM
$72B
| $6.49M | 1% |
186,243
+12,839
| +7% | +$432K |
|
19
Main Street Capital
MAIN
$5.1B
| $6.1M | 0.94% |
165,884
-3,811
| -2% | -$135K |
|
20
Wells Fargo
WFC
$267B
| $5.73M | 0.88% |
103,959
+25,843
| +33% | +$1.3M |
|
21
Merck
MRK
$310B
| $5.64M | 0.87% |
100,474
+11,584
| +13% | +$678K |
|
|
22
HP
HPQ
$22.6B
| $5.54M | 0.85% |
373,608
+243,363
| +187% | +$3.68M |
|
23
Johnson & Johnson
JNJ
$600B
| $5.46M | 0.84% |
47,363
+3,496
| +8% | +$404K |
|
24
Procter & Gamble
PG
$343B
| $5.35M | 0.82% |
63,628
+21,228
| +50% | +$1.81M |
|
25
AT&T
T
$153B
| $5.32M | 0.82% |
165,520
+55,939
| +51% | +$1.65M |
|
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USCA RIA's Q4 2016 Portfolio in Review
As of Q4 2016, USCA RIA held 417 positions worth $650M, up 7.6% from $604M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
USCA RIA deployed $32.7M of net new capital in Q4 2016, opening 43 new positions and adding to 151 existing holdings. Its largest new stake was Tyson Foods: 30,201 shares worth $1.86M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Financials.
On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $7.76M trimmed.
- USCA RIA's largest Q4 2016 buy was Tyson Foods: 30,201 shares worth $1.86M.
- USCA RIA added most to AbbVie in Q4 2016, an estimated $4.82M increase.
- USCA RIA's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $7.76M.
- USCA RIA fully exited General Dynamics in Q4 2016, selling an estimated $2.85M.
- USCA RIA's ten largest holdings make up 20% of its $650M portfolio in Q4 2016.
- USCA RIA opened 43 new positions and closed 41 in Q4 2016.
- USCA RIA's portfolio value rose 7.6% quarter-over-quarter to $650M.
Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.