USCA RIA’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

USCA RIA’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-34,504	Closed	-$1.02M	–	521
2020 Q3	$1.02M	Sell	34,504 -23,230	-40%	-$689K	0.08%	206
2020 Q2	$1.63M	Buy	+57,734	New	+$1.66M	0.14%	143
2020 Q1	–	Sell	-22,814	Closed	-$737K	–	489
2019 Q4	$737K	Buy	22,814 +2,696	+13%	+$85.6K	0.07%	280
2019 Q3	$651K	Buy	+20,118	New	+$621K	0.06%	277
2019 Q2	–	Sell	-47,432	Closed	-$1.38M	–	477
2019 Q1	$1.38M	Sell	47,432 -1,230	-3%	-$34.2K	0.15%	173
2018 Q4	$1.29M	Buy	48,662 +19,324	+66%	+$525K	0.17%	162
2018 Q3	$772K	Buy	+29,338	New	+$780K	0.08%	252

Other funds holding XLU

PIF

Public Investment Fund Al Aqiq District, Riyadh, Saudi Arabia $12B AUM 0.61% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return

USCA RIA's XLU Position: Q4 2020 in Review

USCA RIA sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q4 2020, closing a stake of 34,504 shares — an estimated $1.02M sold.

USCA RIA first reported a position in XLU in Q3 2018 and held it in 7 quarters. The position peaked at $1.63M in Q2 2020. 882 funds tracked by Wall St. Rank hold XLU as of Q4 2020.

USCA RIA reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q4 2020 after selling out during the quarter.
USCA RIA sold 34,504 State Street Utilities Select Sector SPDR ETF shares in Q4 2020, an estimated $1.02M.
USCA RIA first reported a position in State Street Utilities Select Sector SPDR ETF in Q3 2018 and held it in 7 quarters.
USCA RIA's State Street Utilities Select Sector SPDR ETF position peaked at $1.63M in Q2 2020.
882 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q4 2020.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.