USCA RIA’s State Street SPDR Portfolio Mortgage Backed Bond ETF SPMB Stock Holding History

USCA RIA’s Portfolio SPMB Stock Details SPMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-13,545	Closed	-$361K	–	517
2020 Q3	$361K	Sell	13,545 -11,860	-47%	-$317K	0.03%	346
2020 Q2	$681K	Sell	25,405 -1,390	-5%	-$37.2K	0.06%	242
2020 Q1	$715K	Buy	26,795 +95	+0.4%	+$2.5K	0.08%	225
2019 Q4	$697K	Buy	26,700 +9,050	+51%	+$237K	0.06%	292
2019 Q3	$464K	Buy	17,650 +8,770	+99%	+$230K	0.05%	311
2019 Q2	$232K	Hold	8,880	–	–	0.02%	397
2019 Q1	$229K	Buy	+8,880	New	+$227K	0.02%	386

Other funds holding SPMB

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

KWB Wealth Redlands, California $1.17B AUM 18.92% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

USCA RIA's SPMB Position: Q4 2020 in Review

USCA RIA sold out of State Street SPDR Portfolio Mortgage Backed Bond ETF (SPMB) in Q4 2020, closing a stake of 13,545 shares — an estimated $361K sold.

USCA RIA first reported a position in SPMB in Q1 2019 and held it in 7 quarters. The position peaked at $715K in Q1 2020. 113 funds tracked by Wall St. Rank hold SPMB as of Q4 2020.

USCA RIA reported no remaining State Street SPDR Portfolio Mortgage Backed Bond ETF position as of Q4 2020 after selling out during the quarter.
USCA RIA sold 13,545 State Street SPDR Portfolio Mortgage Backed Bond ETF shares in Q4 2020, an estimated $361K.
USCA RIA first reported a position in State Street SPDR Portfolio Mortgage Backed Bond ETF in Q1 2019 and held it in 7 quarters.
USCA RIA's State Street SPDR Portfolio Mortgage Backed Bond ETF position peaked at $715K in Q1 2020.
113 funds tracked by Wall St. Rank held State Street SPDR Portfolio Mortgage Backed Bond ETF as of Q4 2020.

Based on USCA RIA's 13F filing for Q4 2020, filed 27 Jan 2021.