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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$32.1M
Cap. Flow
+$22.5M
Cap. Flow %
2.21%
Top 10 Hldgs %
14.93%
Holding
481
New
35
Increased
212
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.31M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.11M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$2.94M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$2.25M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.08M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.99M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.17M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.51M

Sector Composition

Rank Sector Weight
1 Financials 13.8%
2 Technology 11.17%
3 Healthcare 9.91%
4 Energy 9.17%
5 Industrials 8.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNG icon
326
Cheniere Energy
LNG
$57B
$437K 0.04%
6,928
– –
NWN icon
327
Northwest Natural Holdings
NWN
$2.16B
$428K 0.04%
6,000
– –
MMM icon
328
3M
MMM
$87.5B
$425K 0.04%
3,094
+384
+14% +$53.7K
ENB icon
329
Enbridge
ENB
$123B
$421K 0.04%
12,007
– –
CRZO
330
DELISTED
Carrizo Oil & Gas Inc
CRZO
$419K 0.04%
48,830
– –
IWR icon
331
iShares Russell Mid-Cap ETF
IWR
$56.5B
$415K 0.04%
7,424
– –
LLY icon
332
Eli Lilly
LLY
$1.06T
$411K 0.04%
+3,679
New +$410K
FNX icon
333
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$402K 0.04%
5,957
– –
IEMG icon
334
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$402K 0.04%
8,198
-2,111
-20% -$105K
PLD icon
335
Prologis
PLD
$135B
$401K 0.04%
4,707
+9
+0.2% +$745
VNQ icon
336
Vanguard Real Estate ETF
VNQ
$39.1B
$396K 0.04%
4,242
+27
+0.6% +$2.45K
IBOC icon
337
International Bancshares
IBOC
$4.71B
$386K 0.04%
9,990
– –
BMI icon
338
Badger Meter
BMI
$3.6B
$383K 0.04%
7,126
+100
+1% +$5.39K
RDS.B
339
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$380K 0.04%
6,347
-577
-8% -$34.4K
IAU icon
340
iShares Gold Trust
IAU
$62.9B
$379K 0.04%
13,450
– –
RPG icon
341
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$378K 0.04%
+15,965
New +$382K
EGP icon
342
EastGroup Properties
EGP
$11.5B
$375K 0.04%
3,000
– –
LMT icon
343
Lockheed Martin
LMT
$131B
$369K 0.04%
945
– –
EBAY icon
344
eBay
EBAY
$48.5B
$368K 0.04%
9,440
+1,300
+16% +$52.1K
CQP icon
345
Cheniere Energy
CQP
$31.9B
$365K 0.04%
8,031
-2,216
-22% -$98.4K
MUB icon
346
iShares National Muni Bond ETF
MUB
$45B
$365K 0.04%
3,200
-8,810
-73% -$1.01M
CABO icon
347
Cable One
CABO
$211M
$364K 0.04%
290
– –
FEX icon
348
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$364K 0.04%
5,979
+314
+6% +$19.1K
XLV icon
349
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
$361K 0.04%
4,003
-200
-5% -$18.3K
EFV icon
350
iShares MSCI EAFE Value ETF
EFV
$27.3B
$356K 0.04%
7,523
-9,546
-56% -$445K
12 13
14
15 16

Similar funds

A
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GA
Greenspring Associates Owings Mills, Maryland $1.48B AUM 61.93% 1-Year Est. Return
NNP
Nachman Norwood & Parrott Greenville, South Carolina $984M AUM 33.8% 1-Year Est. Return
JJIJ
Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return
BAWC
Black-and-white Capital Los Angeles, California $967M AUM 94.03% 1-Year Est. Return
RP
RR Partners New York $929M AUM 110.28% 1-Year Est. Return
PWA
Pinnacle Wealth Advisors Nashville, Tennessee $2.47B AUM
NIA
Northstar Investment Advisors Denver, Colorado $755M AUM 37.8% 1-Year Est. Return

USCA RIA's Q3 2019 Portfolio in Review

As of Q3 2019, USCA RIA held 481 positions worth $1.02B, up 3.3% from $985M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

USCA RIA's Q3 2019 filing shows 35 new, 212 increased, 128 reduced and 28 closed positions. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M. The largest sale was Main Street Capital, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.

  • USCA RIA's largest Q3 2019 buy was iShares MSCI USA Min Vol Factor ETF: 64,925 shares worth $4.16M.
  • USCA RIA added most to iShares Core US Aggregate Bond ETF in Q3 2019, an estimated $7.31M increase.
  • USCA RIA's biggest Q3 2019 reduction was Main Street Capital, cutting an estimated $6.08M.
  • USCA RIA fully exited Twilio in Q3 2019, selling an estimated $1.46M.
  • USCA RIA's ten largest holdings make up 15% of its $1.02B portfolio in Q3 2019.
  • USCA RIA opened 35 new positions and closed 28 in Q3 2019.
  • USCA RIA's portfolio value rose 3.3% quarter-over-quarter to $1.02B.

Based on USCA RIA's 13F filing for Q3 2019, filed 31 Oct 2019.