USCA RIA’s iShares Gold Trust IAU Stock Holding History

USCA RIA’s Portfolio IAU Stock Details IAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-13,450	Closed	-$390K	–	442
2019 Q4	$390K	Hold	13,450	–	–	0.03%	363
2019 Q3	$379K	Hold	13,450	–	–	0.04%	340
2019 Q2	$363K	Hold	13,450	–	–	0.04%	342
2019 Q1	$333K	Hold	13,450	–	–	0.04%	332
2018 Q4	$331K	Buy	+13,450	New	+$317K	0.04%	317

Other funds holding IAU

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

USCA RIA's IAU Position: Q1 2020 in Review

USCA RIA sold out of iShares Gold Trust (IAU) in Q1 2020, closing a stake of 13,450 shares — an estimated $390K sold.

USCA RIA first reported a position in IAU in Q4 2018 and held it in 5 quarters. The position peaked at $390K in Q4 2019. 779 funds tracked by Wall St. Rank hold IAU as of Q1 2020.

USCA RIA reported no remaining iShares Gold Trust position as of Q1 2020 after selling out during the quarter.
USCA RIA sold 13,450 iShares Gold Trust shares in Q1 2020, an estimated $390K.
USCA RIA first reported a position in iShares Gold Trust in Q4 2018 and held it in 5 quarters.
USCA RIA's iShares Gold Trust position peaked at $390K in Q4 2019.
779 funds tracked by Wall St. Rank held iShares Gold Trust as of Q1 2020.

Based on USCA RIA's 13F filing for Q1 2020, filed 13 Apr 2020.