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USCA RIA Portfolio holdings

AUM $1.65B
1-Year Est. Return 39.8%
This Fund
S&P 500
This Quarter Est. Return
+9.01%
1 Year Est. Return
+39.8%
3 Year Est. Return
+60.59%
5 Year Est. Return
+96.76%
10 Year Est. Return
–
AUM
$251M
AUM Growth
+$30.8M
Cap. Flow
+$13.1M
Cap. Flow %
5.22%
Top 10 Hldgs %
23.85%
Holding
294
New
48
Increased
96
Reduced
71
Closed
40

Top Buys

Rank Stock Value
1
OILT
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
+$1.22M
2
GM icon
General Motors
GM
+$1.14M
3
AMGN icon
Amgen
AMGN
+$932K
4
MAT icon
Mattel
MAT
+$864K
5
CMI icon
Cummins
CMI
+$841K

Top Sells

Rank Stock Value
1
CVRR
CVR Refining, LP
CVRR
+$1.17M
2
FLIC
First of Long Island Corp
FLIC
+$976K
3
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$960K
4
DHC
Diversified Healthcare Trust
DHC
+$930K
5
O icon
Realty Income
O
+$921K

Sector Composition

Rank Sector Weight
1 Energy 27.62%
2 Consumer Staples 9.79%
3 Financials 9.32%
4 Technology 8.92%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC icon
276
SITE Centers
SITC
$224M
– –
-9,313
Closed -$189K
HTO
277
H2O America
HTO
$2.67B
– –
-16,450
Closed -$461K
SKT icon
278
Tanger
SKT
$4.72B
– –
-13,964
Closed -$456K
TRP icon
279
TC Energy
TRP
$72.9B
– –
-8,016
Closed -$352K
WELL icon
280
Welltower
WELL
$174B
– –
-3,533
Closed -$220K
WPC icon
281
W.P. Carey
WPC
$16.7B
– –
-6,556
Closed -$415K
YORW icon
282
York Water
YORW
$503M
– –
-42,454
Closed -$852K
VGR
283
DELISTED
Vector Group Ltd.
VGR
– –
-48,569
Closed -$414K
TTP
284
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-2,000
Closed -$222K
CVRR
285
DELISTED
CVR Refining, LP
CVRR
– –
-46,805
Closed -$1.17M
FIG
286
DELISTED
Fortress Investment Group Llc
FIG
– –
-12,000
Closed -$95K
NES
287
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-1,000
Closed -$23K
GDP
288
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-11,000
Closed -$267K
EROC
289
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-14,000
Closed -$99K
UNS
290
DELISTED
UNS ENERGY CORP COM
UNS
– –
-8,241
Closed -$384K
BEAM
291
DELISTED
BEAM INC COM STK (DE)
BEAM
– –
-3,620
Closed -$234K
GM.PRB
292
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-19,140
Closed -$960K
UBA
293
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-18,353
Closed -$365K
GAS
294
DELISTED
AGL Resources Inc
GAS
– –
-10,244
Closed -$472K
8 9 10 11
12

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A
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GA
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NNP
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JJIJ
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BAWC
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RP
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PWA
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NIA
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USCA RIA's Q4 2013 Portfolio in Review

As of Q4 2013, USCA RIA held 294 positions worth $251M, up 14% from $220M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

USCA RIA deployed $13.1M of net new capital in Q4 2013, opening 48 new positions and adding to 96 existing holdings. Its largest new stake was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.

By sector, the portfolio is most concentrated in Energy at 28% of assets, down from 30% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was NGL Energy Partners, an estimated $619K trimmed.

  • USCA RIA's largest Q4 2013 buy was OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE): 41,600 shares worth $1.29M.
  • USCA RIA added most to Cummins in Q4 2013, an estimated $841K increase.
  • USCA RIA's biggest Q4 2013 reduction was NGL Energy Partners, cutting an estimated $619K.
  • USCA RIA fully exited CVR Refining, LP in Q4 2013, selling an estimated $1.17M.
  • USCA RIA's ten largest holdings make up 24% of its $251M portfolio in Q4 2013.
  • USCA RIA opened 48 new positions and closed 40 in Q4 2013.
  • USCA RIA's portfolio value rose 14% quarter-over-quarter to $251M.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.