USCA RIA’s GENERAL MTRS CO JR PFD CONV SER B (DE) GM.PRB Stock Holding History

USCA RIA’s Portfolio GM.PRB Stock Details GM.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-19,140	Closed	-$960K	–	292
2013 Q3	$960K	Buy	19,140 +9,380	+96%	+$468K	0.44%	70
2013 Q2	$470K	Buy	+9,760	New	+$457K	0.24%	125

Other funds holding GM.PRB

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

WOC

West Oak Capital Westlake Village, California $2.52M AUM 17.57% 1-Year Est. Return

USCA RIA's GM.PRB Position: Q4 2013 in Review

USCA RIA sold out of GENERAL MTRS CO JR PFD CONV SER B (DE) (GM.PRB) in Q4 2013, closing a stake of 19,140 shares — an estimated $960K sold.

USCA RIA first reported a position in GM.PRB in Q2 2013 and held it in 2 quarters. The position peaked at $960K in Q3 2013. 2 funds tracked by Wall St. Rank hold GM.PRB as of Q4 2013.

USCA RIA reported no remaining GENERAL MTRS CO JR PFD CONV SER B (DE) position as of Q4 2013 after selling out during the quarter.
USCA RIA sold 19,140 GENERAL MTRS CO JR PFD CONV SER B (DE) shares in Q4 2013, an estimated $960K.
USCA RIA first reported a position in GENERAL MTRS CO JR PFD CONV SER B (DE) in Q2 2013 and held it in 2 quarters.
USCA RIA's GENERAL MTRS CO JR PFD CONV SER B (DE) position peaked at $960K in Q3 2013.
2 funds tracked by Wall St. Rank held GENERAL MTRS CO JR PFD CONV SER B (DE) as of Q4 2013.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.