UR
TTP

USCA RIA’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

USCA RIA’s Portfolio TTP Stock Details TTP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-2,375
Closed -$243K – 400
2015
Q2 		$243K Buy
2,375
+325
+16% +$36.6K 0.06% 293
2015
Q1 		$234K Buy
2,050
+300
+17% +$34.5K 0.06% 298
2014
Q4 		$215K Hold
1,750
– – 0.06% 292
2014
Q3 		$241K Hold
1,750
– – 0.07% 271
2014
Q2 		$249K Hold
1,750
– – 0.08% 246
2014
Q1 		$204K Buy
+1,750
New +$199K 0.07% 256
2013
Q4 		– Sell
-2,000
Closed -$222K – 284
2013
Q3 		$222K Sell
2,000
-700
-26% -$79.6K 0.1% 217
2013
Q2 		$309K Buy
+2,700
New +$310K 0.16% 165

Other funds holding TTP

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

USCA RIA's TTP Position: Q3 2015 in Review

USCA RIA sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q3 2015, closing a stake of 2,375 shares — an estimated $243K sold.

USCA RIA first reported a position in TTP in Q2 2013 and held it in 8 quarters. The position peaked at $309K in Q2 2013. 29 funds tracked by Wall St. Rank hold TTP as of Q3 2015.

  • USCA RIA reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q3 2015 after selling out during the quarter.
  • USCA RIA sold 2,375 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q3 2015, an estimated $243K.
  • USCA RIA first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2013 and held it in 8 quarters.
  • USCA RIA's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $309K in Q2 2013.
  • 29 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q3 2015.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.