City of London Investment Management’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

City of London Investment Management’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-19,619	Closed	-$1.66M	–	102
2016 Q3	$1.66M	Sell	19,619 -5,573	-22%	-$438K	0.13%	56
2016 Q2	$1.88M	Sell	25,192 -46,431	-65%	-$3.17M	0.15%	54
2016 Q1	$4.23M	Buy	71,623 +8,192	+13%	+$418K	0.31%	53
2015 Q4	$3.73M	Buy	63,431 +36,177	+133%	+$2.56M	0.3%	56
2015 Q3	$1.96M	Buy	27,254 +6,335	+30%	+$566K	0.17%	69
2015 Q2	$2.14M	Buy	+20,919	New	+$2.35M	0.16%	67

Other funds holding TTP

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

FCH

Freestone Capital Holdings Seattle, Washington $3.86B AUM 26.3% 1-Year Est. Return

City of London Investment Management's TTP Position: Q4 2016 in Review

City of London Investment Management sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q4 2016, closing a stake of 19,619 shares — an estimated $1.66M sold.

City of London Investment Management first reported a position in TTP in Q2 2015 and held it in 6 quarters. The position peaked at $4.23M in Q1 2016. 35 funds tracked by Wall St. Rank hold TTP as of Q4 2016.

City of London Investment Management reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q4 2016 after selling out during the quarter.
City of London Investment Management sold 19,619 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q4 2016, an estimated $1.66M.
City of London Investment Management first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2015 and held it in 6 quarters.
City of London Investment Management's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $4.23M in Q1 2016.
35 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q4 2016.

Based on City of London Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.