Mariner’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

Mariner’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-13,061	Closed	-$693K	–	732
2019 Q3	$693K	Sell	13,061 -5,174	-28%	-$281K	0.01%	541
2019 Q2	$1.05M	Sell	18,235 -62	-0.3%	-$3.67K	0.01%	526
2019 Q1	$1.11M	Sell	18,297 -1,010	-5%	-$60.2K	0.02%	470
2018 Q4	$958K	Sell	19,307 -4,646	-19%	-$279K	0.02%	444
2018 Q3	$1.66M	Buy	23,953 +202	+0.9%	+$14.3K	0.04%	320
2018 Q2	$1.63M	Buy	23,751 +251	+1%	+$17.2K	0.05%	303
2018 Q1	$1.51M	Buy	23,500 +837	+4%	+$60.6K	0.05%	256
2017 Q4	$1.7M	Buy	22,663 +253	+1%	+$18.2K	0.07%	225
2017 Q3	$1.73M	Sell	22,410 -4,282	-16%	-$325K	0.08%	191
2017 Q2	$2.08M	Buy	26,692 +1,047	+4%	+$85.6K	0.1%	171
2017 Q1	$2.17M	Buy	25,645 +1,039	+4%	+$88.9K	0.09%	184
2016 Q4	$2.12M	Buy	24,606 +12,559	+104%	+$1.06M	0.1%	174
2016 Q3	$1.02M	Sell	12,047 -2,071	-15%	-$163K	0.05%	262
2016 Q2	$1.05M	Buy	14,118 +1,073	+8%	+$73.3K	0.06%	245
2016 Q1	$769K	Buy	13,045 +1,462	+13%	+$74.7K	0.05%	267
2015 Q4	$672K	Buy	+11,583	New	+$820K	0.04%	252
2015 Q2	–	Sell	-1,788	Closed	-$204K	–	544
2015 Q1	$204K	Buy	1,788 +25	+1%	+$2.87K	0.02%	368
2014 Q4	$217K	Buy	1,763 +26	+1%	+$3.3K	0.02%	347
2014 Q3	$239K	Buy	+1,737	New	+$244K	0.03%	293

Other funds holding TTP

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mariner's TTP Position: Q4 2019 in Review

Mariner sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q4 2019, closing a stake of 13,061 shares — an estimated $693K sold.

Mariner first reported a position in TTP in Q3 2014 and held it in 19 quarters. The position peaked at $2.17M in Q1 2017. 30 funds tracked by Wall St. Rank hold TTP as of Q4 2019.

Mariner reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q4 2019 after selling out during the quarter.
Mariner sold 13,061 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q4 2019, an estimated $693K.
Mariner first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q3 2014 and held it in 19 quarters.
Mariner's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $2.17M in Q1 2017.
30 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q4 2019.

Based on Mariner's 13F filing for Q4 2019, filed 13 Feb 2020.