Advisors Asset Management’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

Advisors Asset Management’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-17,069	Closed	-$1.18M	–	1641
2018 Q3	$1.18M	Sell	17,069 -16,827	-50%	-$1.19M	0.02%	791
2018 Q2	$2.33M	Sell	33,896 -24,354	-42%	-$1.67M	0.04%	551
2018 Q1	$3.94M	Sell	58,250 -1,787	-3%	-$129K	0.07%	390
2017 Q4	$4.51M	Sell	60,037 -17,501	-23%	-$1.26M	0.07%	357
2017 Q3	$5.97M	Sell	77,538 -3,530	-4%	-$268K	0.1%	271
2017 Q2	$6.3M	Sell	81,068 -3,654	-4%	-$299K	0.11%	268
2017 Q1	$7.16M	Buy	84,722 +2,340	+3%	+$200K	0.12%	232
2016 Q4	$7.11M	Buy	82,382 +27,268	+49%	+$2.3M	0.12%	249
2016 Q3	$4.67M	Buy	55,114 +26,093	+90%	+$2.05M	0.08%	371
2016 Q2	$2.16M	Sell	29,021 -8,480	-23%	-$579K	0.04%	629
2016 Q1	$2.21M	Sell	37,501 -11,368	-23%	-$581K	0.04%	611
2015 Q4	$2.84M	Sell	48,869 -22,520	-32%	-$1.59M	0.05%	549
2015 Q3	$5.12M	Sell	71,389 -9,618	-12%	-$859K	0.08%	338
2015 Q2	$8.29M	Sell	81,007 -34,760	-30%	-$3.91M	0.11%	241
2015 Q1	$13.2M	Sell	115,767 -25,191	-18%	-$2.89M	0.18%	158
2014 Q4	$17.3M	Buy	140,958 +8,614	+7%	+$1.09M	0.23%	117
2014 Q3	$18.2M	Buy	132,344 +38,897	+42%	+$5.45M	0.25%	113
2014 Q2	$13.3M	Buy	93,447 +8,482	+10%	+$1.09M	0.18%	154
2014 Q1	$9.9M	Buy	84,965 +3,245	+4%	+$368K	0.15%	188
2013 Q4	$9.3M	Sell	81,720 -6,333	-7%	-$709K	0.15%	188
2013 Q3	$9.79M	Buy	88,053 +7,945	+10%	+$903K	0.17%	169
2013 Q2	$9.15M	Buy	+80,108	New	+$9.2M	0.17%	177

Other funds holding TTP

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Advisors Asset Management's TTP Position: Q4 2018 in Review

Advisors Asset Management sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q4 2018, closing a stake of 17,069 shares — an estimated $1.18M sold.

Advisors Asset Management first reported a position in TTP in Q2 2013 and held it in 22 quarters. The position peaked at $18.2M in Q3 2014. 33 funds tracked by Wall St. Rank hold TTP as of Q4 2018.

Advisors Asset Management reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q4 2018 after selling out during the quarter.
Advisors Asset Management sold 17,069 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q4 2018, an estimated $1.18M.
Advisors Asset Management first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2013 and held it in 22 quarters.
Advisors Asset Management's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $18.2M in Q3 2014.
33 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q4 2018.

Based on Advisors Asset Management's 13F filing for Q4 2018, filed 31 Jan 2019.