USCA RIA’s York Water YORW Stock Holding History

USCA RIA’s Portfolio YORW Stock Details YORW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-42,454	Closed	-$852K	–	282
2013 Q3	$852K	Buy	42,454 +11,443	+37%	+$234K	0.39%	79
2013 Q2	$590K	Buy	+31,011	New	+$582K	0.3%	93

Other funds holding YORW

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

USCA RIA's YORW Position: Q4 2013 in Review

USCA RIA sold out of York Water (YORW) in Q4 2013, closing a stake of 42,454 shares — an estimated $852K sold.

USCA RIA first reported a position in YORW in Q2 2013 and held it in 2 quarters. The position peaked at $852K in Q3 2013. 72 funds tracked by Wall St. Rank hold YORW as of Q4 2013.

USCA RIA reported no remaining York Water position as of Q4 2013 after selling out during the quarter.
USCA RIA sold 42,454 York Water shares in Q4 2013, an estimated $852K.
USCA RIA first reported a position in York Water in Q2 2013 and held it in 2 quarters.
USCA RIA's York Water position peaked at $852K in Q3 2013.
72 funds tracked by Wall St. Rank held York Water as of Q4 2013.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.