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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RINF icon
9226
ProShares Inflation Expectations ETF
RINF
$18.5M
$6K ﹤0.01%
173
+114
+193% +$4.03K
SHYF
9227
DELISTED
The Shyft Group
SHYF
$6K ﹤0.01%
1,200
– –
SIEB icon
9228
Siebert Financial
SIEB
$68M
$6K ﹤0.01%
2,818
+1,450
+106% +$3.5K
SMDD icon
9229
ProShares UltraPro Short MidCap400
SMDD
$2.06M
$6K ﹤0.01%
+2
New +$5.54K
SMSI icon
9230
Smith Micro Software
SMSI
$14M
$6K ﹤0.01%
40
-63
-61% -$10.4K
SOYB icon
9231
PUT
Teucrium Soybean Fund
SOYB
$57.2M
$6K ﹤0.01%
+300
New +$6.53K
SSKN
9232
DELISTED
Strata Skin Sciences
SSKN
$6K ﹤0.01%
65
-6
-8% -$703
NSLR
9233
PUT
Neostellar Capital Corp
NSLR
$262M
$6K ﹤0.01%
924
– –
STKL
9234
PUT
DELISTED
SunOpta
STKL
$6K ﹤0.01%
500
– –
STRA icon
9235
CALL
Strategic Education
STRA
$1.71B
$6K ﹤0.01%
100
-200
-67% -$11.3K
TAIT
9236
DELISTED
Taitron Components
TAIT
$6K ﹤0.01%
+6,209
New +$6.29K
TRNO icon
9237
Terreno Realty
TRNO
$7.68B
$6K ﹤0.01%
315
-3,397
-92% -$65.8K
TSQ icon
9238
Townsquare Media
TSQ
$113M
$6K ﹤0.01%
+532
New +$5.98K
TTT icon
9239
PUT
ProShares UltraPro Short 20+ Year Treasury
TTT
$18.7M
$6K ﹤0.01%
+25
New +$5.94K
VAC icon
9240
CALL
Marriott Vacations Worldwide
VAC
$3.24B
$6K ﹤0.01%
100
-400
-80% -$23.7K
VRDN icon
9241
Viridian Therapeutics
VRDN
$2.13B
$6K ﹤0.01%
+6
New +$7.08K
WWR icon
9242
Westwater Resources
WWR
$51M
$6K ﹤0.01%
+3
New +$4.86K
YHGJ icon
9243
Yunhong Green CTI Ltd
YHGJ
$7.25M
$6K ﹤0.01%
147
-252
-63% -$10.7K
ZWS icon
9244
CALL
Zurn Elkay Water Solutions
ZWS
$8.07B
$6K ﹤0.01%
415
-1,246
-75% -$17.1K
TEN
9245
CALL
Tsakos Energy Navigation Ltd
TEN
$1.19B
$6K ﹤0.01%
180
+140
+350% +$4.92K
QVCGB
9246
DELISTED
QVC Group, Inc. Series B Common Stock
QVCGB
$6K ﹤0.01%
5
-19
-79% -$22.5K
VSA
9247
VisionSys AI
VSA
$9.61M
– –
0
– –
BCPC
9248
CALL
Balchem Corp
BCPC
$5.23B
$6K ﹤0.01%
100
-100
-50% -$5.33K
CMRX
9249
DELISTED
Chimerix, Inc.
CMRX
$6K ﹤0.01%
200
– –
LGTY
9250
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$6K ﹤0.01%
725
– –
368 369
370
371 372

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.