UBS’s Siebert Financial SIEB Stock Holding History

UBS’s Portfolio SIEB Stock Details SIEB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$6K	Buy	2,818 +1,450	+106%	+$3.5K	﹤0.01%	9298
2014 Q2	$4K	Buy	+1,368	New	+$4.16K	﹤0.01%	9692
2014 Q1	–	Sell	-4,241	Closed	-$7K	–	10761
2013 Q4	$7K	Buy	4,241 +600	+16%	+$984	﹤0.01%	9335
2013 Q3	$6K	Buy	3,641 +1,400	+62%	+$2.22K	﹤0.01%	9279
2013 Q2	$3K	Buy	+2,241	New	+$3.37K	﹤0.01%	9634

Other funds holding SIEB

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

UBS's SIEB Position: Q3 2014 in Review

UBS increased its Siebert Financial (SIEB) stake by 106% in Q3 2014, buying an estimated $3.5K and bringing the position to 2,818 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #9298.

UBS first reported a position in SIEB in Q2 2013 and has held it in 5 quarters since. The position peaked at $7K in Q4 2013. 8 funds tracked by Wall St. Rank hold SIEB as of Q3 2014.

UBS held 2,818 shares of Siebert Financial worth $6K as of Q3 2014.
UBS bought 1,450 Siebert Financial shares in Q3 2014, an estimated $3.5K.
Siebert Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9298 holding.
UBS first reported a position in Siebert Financial in Q2 2013 and has held it in 5 quarters since.
UBS's Siebert Financial position peaked at $7K in Q4 2013.
8 funds tracked by Wall St. Rank held Siebert Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.