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Siebert Financial
SIEB

8 hedge funds and large institutions have $595K invested in Siebert Financial in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 0 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% less funds holding

Funds holding: 10 → 8 (-2)

97% less capital invested

Capital invested by funds: $21.5M → $595K (-$20.9M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
8
Holders Change
-2
Holders Change %
-20%
% of All Funds
0.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
4
Reduced
–
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$3.5K
2
TRCT
Tower Research Capital (TRC)
New York
+$1.51K
3
Renaissance Technologies
Renaissance Technologies
New York
+$1.45K
4
Northern Trust
Northern Trust
Illinois
+$569

Top Sellers

Rank Fund Capital Flow
1
GSC
Ground Swell Capital
South Carolina
-$1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$362K – – –
California Public Employees Retirement System
2
California Public Employees Retirement System
California
$96K – – –
Northern Trust
3
Northern Trust
Illinois
$77K +$569 +236 +0.7%
Renaissance Technologies
4
Renaissance Technologies
New York
$51K +$1.45K +600 +3%
U
5
UBS
Switzerland
$6K +$3.5K +1,450 +106%
TRCT
6
Tower Research Capital (TRC)
New York
$2K +$1.51K +625 +340%
SAC
7
Smith Affiliated Capital
New York
$1.08K – – –
GSC
8
Ground Swell Capital
South Carolina
– -$1K -300 Closed

SIEB Hedge Fund Activity: Q3 2014 in Review

8 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Siebert Financial (SIEB) for Q3 2014, worth a combined $595K — down 97% from $21.5M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of SIEB and 0 opened new positions — a net loss of 2 holders — while 0 trimmed existing stakes and 4 added.

The largest buyer was UBS, adding an estimated $3.5K. The largest seller was Ground Swell Capital, exiting entirely with an estimated $1K sold.

  • 8 institutional investors held Siebert Financial (SIEB) as of Q3 2014, down from 10 in Q2 2014.
  • Funds reported $595K of Siebert Financial stock for Q3 2014, down 97% quarter-over-quarter.
  • 0 funds opened new Siebert Financial positions in Q3 2014 and 2 closed out, a net change of -2 holders.
  • The largest Siebert Financial buyer in Q3 2014 was UBS, an estimated $3.5K added.
  • The largest Siebert Financial seller in Q3 2014 was Ground Swell Capital, an estimated $1K sold.

Based on aggregated 13F filings for Q3 2014.