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Siebert Financial

29 hedge funds and large institutions have $12.1M invested in Siebert Financial in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

545% more call options, than puts

Call options by funds: $142K | Put options by funds: $22K

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

0.23% more ownership

Funds ownership: 4.92%5.15% (+0.23%)

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1% less capital invested

Capital invested by funds: $12.3M → $12.1M (-$182K)

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
5
Closed
3
Calls
$142K
Puts
$22K
Net Calls
+$120K
Net Calls Change
+$32K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$3.49M +$10.1K +1,058 +0.3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.31M +$7.69K +804 +0.2%
State Street
3
State Street
Massachusetts
$995K +$41.3K +4,314 +4%
Northern Trust
4
Northern Trust
Illinois
$855K -$37.7K -3,937 -4%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$799K
Geode Capital Management
6
Geode Capital Management
Massachusetts
$602K +$1.67K +174 +0.3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$384K +$322K +33,604 +312%
SO
8
STRS Ohio
Ohio
$365K
Bank of New York Mellon
9
Bank of New York Mellon
New York
$194K
Charles Schwab
10
Charles Schwab
California
$176K
Citadel Advisors
11
Citadel Advisors
Florida
$175K +$193K +20,177 New
California State Teachers Retirement System (CalSTRS)
12
California State Teachers Retirement System (CalSTRS)
California
$98K
UBS Group
13
UBS Group
Switzerland
$98K +$42.6K +4,450 +65%
Wells Fargo
14
Wells Fargo
California
$95K -$35.9K -3,754 -25%
Morgan Stanley
15
Morgan Stanley
New York
$88K +$77.7K +8,123 +391%
JP Morgan Chase
16
JP Morgan Chase
New York
$87K +$71.8K +7,508 +302%
New York State Common Retirement Fund
17
New York State Common Retirement Fund
New York
$71K
Barclays
18
Barclays
United Kingdom
$66K +$36.3K +3,798 +100%
AIG
19
American International Group
New York
$41K -$373 -39 -0.8%
Bank of America
20
Bank of America
North Carolina
$26K -$9.17K -958 -24%
Deutsche Bank
21
Deutsche Bank
Germany
$22K +$4.98K +520 +24%
Legal & General Group
22
Legal & General Group
United Kingdom
$13K +$3.06K +320 +29%
Citigroup
23
Citigroup
New York
$13K +$4.93K +515 +50%
BNP Paribas Financial Markets
24
BNP Paribas Financial Markets
France
$9.39K -$1.68K -176 -14%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$9K +$3.18K +332 +50%

SIEB Hedge Fund Activity: Q4 2019 in Review

29 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Siebert Financial (SIEB) for Q4 2019, worth a combined $12.1M — down 1.5% from $12.3M a quarter earlier.

Fund positioning in SIEB was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 5 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $322K. The largest seller was Nuveen, exiting entirely with an estimated $94K sold.

  • 29 institutional investors held Siebert Financial (SIEB) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $12.1M of Siebert Financial stock for Q4 2019, down 1.5% quarter-over-quarter.
  • 3 funds opened new Siebert Financial positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest Siebert Financial buyer in Q4 2019 was Susquehanna International Group, an estimated $322K added.
  • The largest Siebert Financial seller in Q4 2019 was Nuveen, an estimated $94K sold.

Based on aggregated 13F filings for Q4 2019.